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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.48%
2 Financials 16.91%
3 Industrials 0.45%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCE icon
201
Nuveen Core Equity Alpha Fund
JCE
$282M
– –
-121,890
Closed -$2.07M
JRI icon
202
Nuveen Real Asset Income & Growth Fund
JRI
$433M
– –
-131,176
Closed -$2.2M
MBB icon
203
iShares MBS ETF
MBB
$38.9B
– –
-92,565
Closed -$9.68M
MCR
204
DELISTED
MFS Charter Income Trust
MCR
– –
-76,270
Closed -$690K
MUA icon
205
BlackRock MuniAssets Fund
MUA
$646M
– –
-20,331
Closed -$235K
PMM
206
Franklin Managed Municipal Income Trust
PMM
$248M
– –
-77,800
Closed -$517K
VV icon
207
Vanguard Morningstar Large-Cap ETF
VV
$53.7B
– –
-71,989
Closed -$6.11M
MGU
208
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-20,362
Closed -$450K
GFY
209
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-88,677
Closed -$1.55M
INB
210
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-97,859
Closed -$1.11M
LCM
211
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-12,300
Closed -$125K
GCH
212
DELISTED
Aberdeen Greater China Fund
GCH
– –
-87,775
Closed -$894K
ISL
213
DELISTED
Aberdeen Israel Fund
ISL
– –
-21,290
Closed -$359K
TTF
214
DELISTED
Thai Fund
TTF
– –
-38,269
Closed -$695K
TKF
215
DELISTED
Turkish Inv Fund
TKF
– –
-51,541
Closed -$756K
JHP
216
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-93,355
Closed -$733K
TRF
217
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
– –
-20,024
Closed -$308K
CSP
218
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-149,361
Closed -$980K
NPY
219
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
– –
-50,356
Closed -$599K
NXM
220
DELISTED
NUVEEN PENNSYLVANIA DIV ADV
NXM
– –
-93,572
Closed -$1.13M
NVY
221
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
– –
-74,682
Closed -$888K
IF
222
DELISTED
Aberdeen Indonesia Fund
IF
– –
-29,250
Closed -$242K
5 6 7 8
9

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ATC
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NBS
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SYBT
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Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.