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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQP
201
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$170K 0.01%
+13,745
New +$171K
MIY icon
202
BlackRock MuniYield Michigan Quality Fund
MIY
$349M
$169K 0.01%
13,532
-1,700
-11% -$21.1K
NUJ
203
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$137K 0.01%
11,116
– –
LCM
204
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$125K 0.01%
+12,300
New +$122K
FCO
205
DELISTED
abrdn Global Income Fund
FCO
$115K 0.01%
11,028
-1,425
-11% -$15.3K
CEE
206
Central and Eastern Europe Fund
CEE
$128M
– –
-10,835
Closed -$335K
ECF
207
Ellsworth Growth & Income Fund
ECF
$166M
– –
-18,160
Closed -$143K
EOS
208
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-686,994
Closed -$8.06M
EWZ icon
209
iShares MSCI Brazil ETF
EWZ
$8.59B
– –
-53,278
Closed -$2.55M
EXG icon
210
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-220,982
Closed -$2.07M
GDV icon
211
Gabelli Dividend & Income Trust
GDV
$2.53B
– –
-316,335
Closed -$5.97M
GRX
212
Gabelli Healthcare & Wellness Trust
GRX
$140M
– –
-157,843
Closed -$1.56M
IIM icon
213
Invesco Value Municipal Income Trust
IIM
$561M
– –
-91,931
Closed -$1.25M
ITW icon
214
Illinois Tool Works
ITW
$76.7B
– –
-3,400
Closed -$259K
IVV icon
215
iShares Core S&P 500 ETF
IVV
$840B
– –
-43,780
Closed -$7.39M
MLN icon
216
VanEck Long Muni ETF
MLN
$655M
– –
-121,870
Closed -$2.2M
MPA icon
217
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$131M
– –
-10,354
Closed -$139K
MUB icon
218
iShares National Muni Bond ETF
MUB
$44.5B
– –
-55,640
Closed -$5.81M
PDI icon
219
PIMCO Dynamic Income Fund
PDI
$6.76B
– –
-49,350
Closed -$1.42M
PZA icon
220
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
– –
-413,084
Closed -$9.53M
TFI icon
221
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
– –
-752,738
Closed -$34.4M
LOR
222
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-24,954
Closed -$334K
NPP
223
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– –
-59,805
Closed -$808K
DPO
224
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-125,874
Closed -$1.48M
NAI
225
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
– –
-84,633
Closed -$894K
5 6 7 8
9

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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.