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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
176
DELISTED
BlackRock New York Municipal Income Trust
BNY
$1.9M 0.06%
209,268
– –
GLLI
177
DELISTED
Globalink Investment Inc. Common Stock
GLLI
$1.9M 0.06%
175,900
-800
-0.5% -$8.53K
TDF
178
Templeton Dragon Fund
TDF
$278M
$1.89M 0.06%
221,590
+76,823
+53% +$699K
RVT icon
179
Royce Value Trust
RVT
$2.3B
$1.83M 0.06%
142,268
+93,740
+193% +$1.28M
FORL
180
DELISTED
Four Leaf Acquisition Corp
FORL
$1.83M 0.06%
174,412
+5,450
+3% +$56.7K
DPG
181
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$1.77M 0.06%
205,047
+138,474
+208% +$1.32M
YOTA
182
DELISTED
Yotta Acquisition Corporation Common Stock
YOTA
$1.75M 0.06%
164,275
-10,100
-6% -$107K
NQP
183
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$1.73M 0.06%
170,104
-4,600
-3% -$50.4K
PHYT
184
DELISTED
Pyrophyte Acquisition Corp.
PHYT
$1.7M 0.06%
155,625
-27,575
-15% -$298K
SOAR icon
185
Volato Group
SOAR
$8.51M
$1.68M 0.06%
6,252
– –
EVM
186
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.62M 0.05%
200,117
-117,766
-37% -$1.03M
DECA
187
DELISTED
Denali Capital Acquisition Corp. Class A Ordinary Shares
DECA
$1.52M 0.05%
139,050
-23,725
-15% -$257K
ACWX icon
188
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$1.52M 0.05%
32,332
-3,905
-11% -$191K
JEQ
189
DELISTED
abrdn Japan Equity Fund
JEQ
$1.51M 0.05%
281,812
-64,237
-19% -$369K
MNP
190
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.5M 0.05%
141,845
-10,218
-7% -$116K
SHV icon
191
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.49M 0.05%
+13,500
New +$1.49M
MUE
192
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.43M 0.05%
163,306
-226,457
-58% -$2.16M
FNVT
193
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$1.43M 0.05%
131,325
-2,475
-2% -$26.5K
CETU
194
DELISTED
Cetus Capital Acquisition Corp. Class A Common Stock
CETU
$1.42M 0.05%
135,403
-3,000
-2% -$31.1K
AEF
195
abrdn Emerging Markets Equity Income Fund
AEF
$371M
$1.37M 0.05%
286,411
+577
+0.2% +$2.97K
LIBY
196
DELISTED
Liberty Resources Acquisition Corp. Class A Common Stock
LIBY
$1.34M 0.05%
122,825
-18,300
-13% -$199K
SDST
197
Stardust Power Inc
SDST
$7.51M
$1.32M 0.04%
12,165
– –
BCX icon
198
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$1.27M 0.04%
137,510
-129,322
-48% -$1.21M
EVGR
199
DELISTED
Evergreen Corporation Class A Ordinary Share
EVGR
$1.24M 0.04%
113,350
-4,000
-3% -$43.5K
NFYS
200
DELISTED
Enphys Acquisition Corp.
NFYS
$1.22M 0.04%
116,300
-700
-0.6% -$7.31K
6 7
8
9 10

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.