We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
176
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$293K 0.01%
20,698
-50,394
-71% -$722K
JPM icon
177
JPMorgan Chase
JPM
$952B
$275K 0.01%
2,336
+227
+11% +$25.7K
IID
178
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$217K 0.01%
+41,307
New +$231K
MNE
179
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$175K 0.01%
11,896
– –
BWG
180
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$145K 0.01%
12,000
– –
EDD
181
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$103K ﹤0.01%
15,650
– –
VVR icon
182
Invesco Senior Income Trust
VVR
$457M
$99K ﹤0.01%
23,500
– –
EVF
183
Eaton Vance Senior Income Trust
EVF
$91.6M
$89K ﹤0.01%
14,600
– –
BCX icon
184
BlackRock Resources & Commodities Strategy Trust
BCX
$952M
$75K ﹤0.01%
10,000
– –
NSL
185
DELISTED
NUVEEN SENIOR INCM FD
NSL
$66K ﹤0.01%
11,500
– –
FAX
186
abrdn Asia-Pacific Income Fund
FAX
$599M
$49K ﹤0.01%
1,958
– –
AIFA
187
All In FutureTech Alliance Inc
AIFA
$14.7M
– –
-36,761
Closed -$2.26M
BDJ icon
188
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
– –
-322,735
Closed -$2.86M
BROG
189
DELISTED
Brooge Energy
BROG
– –
-289,775
Closed -$2.94M
BTT icon
190
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-780,347
Closed -$18.1M
CRF
191
Cornerstone Total Return Fund
CRF
$1.17B
– –
-213,959
Closed -$2.38M
EOI
192
Eaton Vance Enhanced Equity Income Fund
EOI
$827M
– –
-50,019
Closed -$749K
ETG
193
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
– –
-201,107
Closed -$3.23M
GTEC icon
194
Greenland Technologies Holding
GTEC
$14.3M
– –
-243,400
Closed -$2.47M
IAE
195
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.6M
– –
-53,993
Closed -$498K
JCE icon
196
Nuveen Core Equity Alpha Fund
JCE
$288M
– –
-13,586
Closed -$191K
MIN
197
Aberdeen Intermediate Income Fund
MIN
$278M
– –
-418,175
Closed -$1.61M
NOVT icon
198
Novanta
NOVT
$6.2B
– –
-3,485
Closed -$329K
NUE icon
199
Nucor
NUE
$62.7B
– –
-4,168
Closed -$230K
PFE icon
200
Pfizer
PFE
$154B
– –
-6,716
Closed -$276K
5 6 7
8
9

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.