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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVT icon
176
Novanta
NOVT
$6.19B
$238K 0.01%
3,485
– –
BMY icon
177
Bristol-Myers Squibb
BMY
$133B
$230K 0.01%
3,712
– –
SRE icon
178
Sempra
SRE
$55.1B
$228K 0.01%
4,000
-100
-2% -$5.79K
BSD
179
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$224K 0.01%
18,260
– –
AMZN icon
180
Amazon
AMZN
$2.99T
$222K 0.01%
+2,220
New +$209K
PMM
181
Franklin Managed Municipal Income Trust
PMM
$272M
$220K 0.01%
31,801
-81,597
-72% -$579K
NIM icon
182
Nuveen Select Maturities Municipal Fund
NIM
$116M
$214K 0.01%
22,297
– –
HYI
183
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$213K 0.01%
14,667
-833
-5% -$12K
LOW icon
184
Lowe's Companies
LOW
$122B
$207K 0.01%
+1,800
New +$188K
AKP
185
DELISTED
Alliance Californa Muni Fd
AKP
$197K 0.01%
14,500
– –
HNW
186
DELISTED
Pioneer Diversified High Income Fund
HNW
$172K 0.01%
+11,775
New +$171K
NBO
187
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$165K 0.01%
14,414
-2,500
-15% -$28.9K
KTF
188
DWS Municipal Income Trust
KTF
$352M
$152K 0.01%
+14,506
New +$158K
EIO
189
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$129K 0.01%
11,500
+100
+0.9% +$1.16K
EIP
190
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$126K 0.01%
10,844
– –
KSM
191
DELISTED
DWS Strategic Municipal Income Trust
KSM
$121K ﹤0.01%
+11,390
New +$123K
NSL
192
DELISTED
NUVEEN SENIOR INCM FD
NSL
$71K ﹤0.01%
+11,500
New +$70.7K
BRW
193
Saba Capital Income & Opportunities Fund
BRW
$340M
$50K ﹤0.01%
+5,000
New +$49.8K
FAX
194
abrdn Asia-Pacific Income Fund
FAX
$604M
$49K ﹤0.01%
+1,958
New +$49.8K
CII icon
195
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
– –
-151,243
Closed -$2.51M
DD icon
196
DuPont de Nemours
DD
$19.1B
– –
-1,542
Closed -$259K
EVN
197
Eaton Vance Municipal Income Trust
EVN
$427M
– –
-119,128
Closed -$1.42M
GLO
198
Clough Global Opportunities Fund
GLO
$257M
– –
-321,404
Closed -$3.56M
HFFG icon
199
HF Foods Group
HFFG
$84M
– –
-863,174
Closed -$8.79M
KNTK icon
200
Kinetik
KNTK
$8.31B
– –
-6,563
Closed -$650K
5 6 7
8
9

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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.