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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.95B
AUM Growth
-$250M
Cap. Flow
-$290M
Cap. Flow %
-14.88%
Top 10 Hldgs %
29.22%
Holding
203
New
14
Increased
56
Reduced
81
Closed
35

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.6M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$15.3M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.2M
5
EACQ
Easterly Acquisition Corp
EACQ
+$9.84M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$154M
2
FDI
FORT DEARBORN INCOME SECS
FDI
+$20.3M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$19.9M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$18.8M
5
VKQ icon
Invesco Municipal Trust
VKQ
+$17.9M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 1.22%
3 Energy 1.03%
4 Consumer Staples 0.36%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
176
iShares MSCI Japan ETF
EWJ
$23B
– –
-265,410
Closed -$12.1M
GDO
177
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
– –
-19,246
Closed -$317K
GE icon
178
GE Aerospace
GE
$384B
– –
-1,317
Closed -$201K
MMM icon
179
3M
MMM
$94.3B
– –
-1,848
Closed -$257K
MSFT icon
180
Microsoft
MSFT
$3.71T
– –
-3,872
Closed -$214K
MXE
181
Mexico Equity and Income Fund
MXE
$59.6M
– –
-11,414
Closed -$128K
NXJ
182
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-41,990
Closed -$594K
RQI icon
183
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
– –
-211,168
Closed -$2.62M
VFL
184
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-46,294
Closed -$639K
WEA
185
Western Asset Premier Bond Fund
WEA
$124M
– –
-343,642
Closed -$4.31M
NMY
186
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-12,521
Closed -$168K
CSI
187
DELISTED
Cutwater Select Income Fund
CSI
– –
-205,179
Closed -$3.93M
NPM
188
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-174,000
Closed -$2.56M
GGAC
189
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
– –
-102,500
Closed -$1.02M
CNLM
190
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
– –
-131,601
Closed -$1.33M
FDI
191
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-1,406,842
Closed -$20.3M
GSIG
192
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-15,342
Closed -$217K
ACG
193
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-19,671,222
Closed -$154M
NQU
194
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-715,252
Closed -$10.5M
NXZ
195
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-584,044
Closed -$8.67M
NQI
196
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-741,161
Closed -$10.6M
NMA
197
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-1,309,067
Closed -$18.8M
IID
198
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-268,823
Closed -$1.73M
RIT
199
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-135,921
Closed -$1.85M
JTA
200
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-17,300
Closed -$195K
5 6 7
8
9

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Karpus Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Karpus Investment Management held 203 positions worth $1.95B, down 11% from $2.2B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management withdrew a net $290M in Q2 2016, closing 35 positions and reducing 81 holdings. Its most notable exit was AllianceBernstein Income Fund Inc, an estimated $154M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3% of assets, up from 2.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, Karpus Investment Management opened a new position in iShares Currency Hedged MSCI Japan ETF worth $13.4M.

  • Karpus Investment Management's largest Q2 2016 buy was iShares Currency Hedged MSCI Japan ETF: 574,480 shares worth $13.4M.
  • Karpus Investment Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q2 2016, an estimated $25.2M increase.
  • Karpus Investment Management's biggest Q2 2016 reduction was Virtus Total Return Fund Inc., cutting an estimated $19.9M.
  • Karpus Investment Management fully exited AllianceBernstein Income Fund Inc in Q2 2016, selling an estimated $154M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.95B portfolio in Q2 2016.
  • Karpus Investment Management opened 14 new positions and closed 35 in Q2 2016.
  • Karpus Investment Management's portfolio value fell 11% quarter-over-quarter to $1.95B.

Based on Karpus Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.