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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
176
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$471K 0.02%
+36,365
New +$481K
KMB icon
177
Kimberly-Clark
KMB
$36.5B
$441K 0.02%
4,042
– –
MGF
178
Aberdeen Government Markets Income Fund
MGF
$92.2M
$416K 0.02%
+77,484
New +$411K
GPM
179
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$410K 0.02%
+56,884
New +$450K
SMB icon
180
VanEck Short Muni ETF
SMB
$314M
$387K 0.02%
22,100
-3,500
-14% -$61.1K
NMY
181
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$368K 0.02%
29,895
-400
-1% -$4.92K
STZ.B
182
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$337K 0.02%
2,696
– –
TWN
183
Taiwan Fund
TWN
$527M
$332K 0.02%
22,978
-25,273
-52% -$394K
FMN
184
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$317K 0.01%
+22,046
New +$312K
SHY icon
185
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$302K 0.01%
3,555
-5,215
-59% -$442K
IBM icon
186
IBM
IBM
$224B
$290K 0.01%
2,092
-1,573
-43% -$232K
PAYX icon
187
Paychex
PAYX
$42.7B
$246K 0.01%
5,156
– –
MMM icon
188
3M
MMM
$94.3B
$219K 0.01%
1,848
-201
-10% -$24.7K
JTA
189
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$218K 0.01%
19,350
+648
+3% +$8.1K
APD icon
190
Air Products & Chemicals
APD
$67.6B
$217K 0.01%
1,838
– –
PEP icon
191
PepsiCo
PEP
$190B
$214K 0.01%
2,270
-1,500
-40% -$143K
HD icon
192
Home Depot
HD
$355B
$208K 0.01%
1,800
-380
-17% -$44K
FFA
193
First Trust Enhanced Equity Income Fund
FFA
$467M
$205K 0.01%
+16,487
New +$225K
AAPL icon
194
Apple
AAPL
$4.57T
$201K 0.01%
7,280
– –
GSIG
195
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$195K 0.01%
15,342
– –
MXE
196
Mexico Equity and Income Fund
MXE
$59.6M
$168K 0.01%
15,306
-13,389
-47% -$157K
CCA
197
DELISTED
MFS California Municipal Fund
CCA
$166K 0.01%
15,134
– –
EOI
198
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$159K 0.01%
+13,354
New +$171K
IID
199
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$152K 0.01%
+23,943
New +$172K
GGT
200
Gabelli Multimedia Trust
GGT
$174M
$137K 0.01%
+18,458
New +$155K
5 6 7
8
9

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HCM
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BIG
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SYBT
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EWA
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DCM
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FAM
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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.