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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$37M
Cap. Flow
+$9.48M
Cap. Flow %
0.44%
Top 10 Hldgs %
33.16%
Holding
212
New
18
Increased
70
Reduced
96
Closed
17

Top Buys

Rank Stock Value
1
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$21.5M
2
EIM
Eaton Vance Municipal Bond Fund
EIM
+$19.8M
3
STEW
SRH Total Return Fund
STEW
+$18M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$17.6M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$8.08M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$30M
2
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$17.6M
3
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$15M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.3M
5
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$9.72M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Industrials 0.49%
3 Consumer Staples 0.09%
4 Technology 0.06%
5 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCA
176
DELISTED
MFS California Municipal Fund
CCA
$292K 0.01%
25,040
– –
MMM icon
177
3M
MMM
$93.8B
$283K 0.01%
2,049
– –
APD icon
178
Air Products & Chemicals
APD
$68.1B
$257K 0.01%
+1,838
New +$254K
PG icon
179
Procter & Gamble
PG
$339B
$253K 0.01%
+3,087
New +$265K
HD icon
180
Home Depot
HD
$348B
$248K 0.01%
+2,180
New +$240K
MYN icon
181
BlackRock MuniYield New York Quality Fund
MYN
$377M
$238K 0.01%
17,811
-2,500
-12% -$33.5K
JNJ icon
182
Johnson & Johnson
JNJ
$627B
$229K 0.01%
+2,276
New +$231K
MSFT icon
183
Microsoft
MSFT
$3.79T
$227K 0.01%
+5,600
New +$244K
NNP
184
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$226K 0.01%
15,339
– –
SRE icon
185
Sempra
SRE
$55.4B
$223K 0.01%
4,100
+100
+3% +$5.51K
KMF
186
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$217K 0.01%
6,605
-395
-6% -$12.9K
MIW
187
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$215K 0.01%
15,864
-2,110
-12% -$28.8K
AAPL icon
188
Apple
AAPL
$4.47T
$208K 0.01%
+6,680
New +$202K
NUE icon
189
Nucor
NUE
$62.6B
$208K 0.01%
4,368
– –
ABE
190
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$208K 0.01%
16,579
-1,248
-7% -$16.2K
GSIG
191
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$204K 0.01%
15,342
-1,325
-8% -$17.8K
AKP
192
DELISTED
Alliance Californa Muni Fd
AKP
$187K 0.01%
13,493
-22,738
-63% -$315K
KEF
193
DELISTED
Korea Equity Fund
KEF
$164K 0.01%
21,440
-4,395
-17% -$33.9K
AEF
194
abrdn Emerging Markets Equity Income Fund
AEF
$364M
$133K 0.01%
17,792
– –
SBI
195
Western Asset Intermediate Muni Fund
SBI
$108M
$120K 0.01%
+11,895
New +$118K
ACWX icon
196
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
– –
-27,810
Closed -$1.2M
EFA icon
197
iShares MSCI EAFE ETF
EFA
$80B
– –
-4,200
Closed -$256K
FPF
198
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-660,315
Closed -$15M
MHD icon
199
BlackRock MuniHoldings Fund
MHD
$604M
– –
-76,459
Closed -$1.31M
MPA icon
200
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
– –
-31,400
Closed -$450K
5 6 7
8
9

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Karpus Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, Karpus Investment Management held 212 positions worth $2.15B, up 1.8% from $2.11B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Karpus Investment Management's Q1 2015 filing shows 18 new, 70 increased, 96 reduced and 17 closed positions. Its largest new stake was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $30M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q1 2015 buy was Eaton Vance Risk-Managed Diversified Equity Income Fund: 669,287 shares worth $7.24M.
  • Karpus Investment Management added most to Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2015, an estimated $21.5M increase.
  • Karpus Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $30M.
  • Karpus Investment Management fully exited BOULDER TOTAL RETURN FD INC in Q1 2015, selling an estimated $17.6M.
  • Karpus Investment Management's ten largest holdings make up 33% of its $2.15B portfolio in Q1 2015.
  • Karpus Investment Management opened 18 new positions and closed 17 in Q1 2015.
  • Karpus Investment Management's portfolio value rose 1.8% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q1 2015, filed 15 May 2015.