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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.11B
AUM Growth
+$47.4M
Cap. Flow
+$43.6M
Cap. Flow %
2.07%
Top 10 Hldgs %
33.59%
Holding
213
New
33
Increased
71
Reduced
83
Closed
19

Top Buys

Rank Stock Value
1
BHK icon
BlackRock Core Bond Trust
BHK
+$24.5M
2
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$12.5M
3
BKT icon
BlackRock Income Trust
BKT
+$12.3M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$12.1M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$10.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.1M
2
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$17.3M
3
ZTR
Virtus Total Return Fund
ZTR
+$12.2M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$11.8M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.79M

Sector Composition

Rank Sector Weight
1 Financials 1.7%
2 Industrials 0.43%
3 Energy 0.06%
4 Technology 0.04%
5 Consumer Staples 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
176
3M
MMM
$94.3B
$281K 0.01%
2,049
+135
+7% +$17.3K
CCA
177
DELISTED
MFS California Municipal Fund
CCA
$273K 0.01%
25,040
-1,900
-7% -$20.7K
MYN icon
178
BlackRock MuniYield New York Quality Fund
MYN
$377M
$264K 0.01%
+20,311
New +$263K
EFA icon
179
iShares MSCI EAFE ETF
EFA
$80.2B
$256K 0.01%
+4,200
New +$262K
GSIG
180
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$245K 0.01%
16,667
– –
KMF
181
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$238K 0.01%
+7,000
New +$252K
MIW
182
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$237K 0.01%
17,974
-117
-0.6% -$1.53K
ABE
183
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$233K 0.01%
17,827
-202
-1% -$2.77K
SRE icon
184
Sempra
SRE
$54.8B
$223K 0.01%
4,000
– –
NNP
185
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$221K 0.01%
15,339
+3,700
+32% +$52.4K
PEP icon
186
PepsiCo
PEP
$190B
$215K 0.01%
2,270
+70
+3% +$6.71K
NUE icon
187
Nucor
NUE
$62.1B
$214K 0.01%
4,368
– –
NXK
188
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$204K 0.01%
15,413
-300
-2% -$3.95K
RVT icon
189
Royce Value Trust
RVT
$2.3B
$200K 0.01%
13,940
-175,308
-93% -$2.58M
KEF
190
DELISTED
Korea Equity Fund
KEF
$199K 0.01%
25,835
-19,914
-44% -$156K
GRX
191
Gabelli Healthcare & Wellness Trust
GRX
$146M
$192K 0.01%
+18,466
New +$188K
NKG
192
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$183K 0.01%
14,575
-325
-2% -$4.1K
MQT
193
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$172K 0.01%
13,078
– –
AEF
194
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$132K 0.01%
+17,792
New +$143K
APD icon
195
Air Products & Chemicals
APD
$67.6B
– –
-1,838
Closed -$221K
BGR icon
196
BlackRock Energy and Resources Trust
BGR
$405M
– –
-249,447
Closed -$5.97M
DMB
197
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
– –
-24,335
Closed -$286K
EWQ icon
198
iShares MSCI France ETF
EWQ
$335M
– –
-58,940
Closed -$1.56M
FSP
199
Franklin Street Properties
FSP
$46.8M
– –
-28,599
Closed -$321K
GGZ
200
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-395,511
Closed -$4.05M
5 6 7
8
9

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Karpus Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Karpus Investment Management held 213 positions worth $2.11B, up 2.3% from $2.06B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Karpus Investment Management's Q4 2014 filing shows 33 new, 71 increased, 83 reduced and 19 closed positions. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,197,164 shares worth $11.6M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $49.1M.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 1.7% a quarter earlier, followed by Industrials and Energy.

  • Karpus Investment Management's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,197,164 shares worth $11.6M.
  • Karpus Investment Management added most to BlackRock Core Bond Trust in Q4 2014, an estimated $24.5M increase.
  • Karpus Investment Management's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $49.1M.
  • Karpus Investment Management fully exited BLACKROCK INCOME OPPORTUNITY TRUST INC in Q4 2014, selling an estimated $17.3M.
  • Karpus Investment Management's ten largest holdings make up 34% of its $2.11B portfolio in Q4 2014.
  • Karpus Investment Management opened 33 new positions and closed 19 in Q4 2014.
  • Karpus Investment Management's portfolio value rose 2.3% quarter-over-quarter to $2.11B.

Based on Karpus Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.