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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNE
176
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$404K 0.02%
+30,730
New +$405K
IIF
177
Morgan Stanley India Investment Fund
IIF
$206M
$403K 0.02%
23,076
-11,128
-33% -$187K
IGI
178
Western Asset Investment Grade Defined Opportunity Trust
IGI
$92.7M
$382K 0.02%
+18,912
New +$374K
ISL
179
DELISTED
Aberdeen Israel Fund
ISL
$359K 0.02%
21,290
-13,914
-40% -$227K
FSP
180
Franklin Street Properties
FSP
$34.7M
$342K 0.02%
28,599
-20,000
-41% -$255K
TRF
181
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$308K 0.02%
20,024
-1,730
-8% -$26.3K
BFY
182
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$291K 0.02%
+23,000
New +$291K
MUE
183
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$290K 0.02%
+24,000
New +$291K
CCA
184
DELISTED
MFS California Municipal Fund
CCA
$286K 0.02%
28,640
+14,322
+100% +$144K
NAZ icon
185
Nuveen Arizona Quality Municipal Income Fund
NAZ
$151M
$283K 0.02%
23,351
-2,449
-9% -$29.8K
NQJ
186
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$264K 0.01%
20,500
+500
+3% +$6.34K
DMB
187
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$182M
$252K 0.01%
+24,335
New +$251K
NPI
188
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$243K 0.01%
19,700
+4,000
+25% +$49.4K
NPN
189
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$242K 0.01%
+17,747
New +$237K
IF
190
DELISTED
Aberdeen Indonesia Fund
IF
$242K 0.01%
29,250
-10,900
-27% -$106K
MUA icon
191
BlackRock MuniAssets Fund
MUA
$651M
$235K 0.01%
20,331
-7,856
-28% -$91.6K
NUE icon
192
Nucor
NUE
$59.8B
$233K 0.01%
4,368
– –
MMM icon
193
3M
MMM
$84.4B
$228K 0.01%
+1,946
New +$207K
MIW
194
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$219K 0.01%
18,974
+4,886
+35% +$56.6K
BIT icon
195
BlackRock Multi-Sector Income Trust
BIT
$659M
$218K 0.01%
12,712
-2,500
-16% -$41.9K
MQT
196
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$213K 0.01%
+18,268
New +$215K
GLD icon
197
SPDR Gold Trust
GLD
$147B
$208K 0.01%
1,790
-378,007
-100% -$46.4M
NAN icon
198
Nuveen New York Quality Municipal Income Fund
NAN
$342M
$201K 0.01%
+15,793
New +$199K
EVP
199
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$196K 0.01%
17,642
+4,025
+30% +$44.9K
GSIG
200
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$187K 0.01%
16,667
– –
5 6 7
8
9

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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.