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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
176
BlackRock Multi-Sector Income Trust
BIT
$659M
$254K 0.02%
+15,212
New +$248K
NUE icon
177
Nucor
NUE
$59.9B
$214K 0.01%
+4,368
New +$205K
AGC
178
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$206K 0.01%
+29,652
New +$206K
NXQ
179
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$203K 0.01%
+16,226
New +$200K
NPI
180
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$201K 0.01%
15,700
-100
-0.6% -$1.25K
MIY icon
181
BlackRock MuniYield Michigan Quality Fund
MIY
$349M
$194K 0.01%
15,232
– –
MIW
182
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$166K 0.01%
+14,088
New +$163K
GSIG
183
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$159K 0.01%
16,667
– –
NXP icon
184
Nuveen Select Tax-Free Income Portfolio
NXP
$848M
$158K 0.01%
+12,119
New +$156K
EVP
185
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$155K 0.01%
+13,617
New +$155K
CCA
186
DELISTED
MFS California Municipal Fund
CCA
$147K 0.01%
14,318
+1,147
+9% +$11.6K
ECF
187
Ellsworth Growth & Income Fund
ECF
$166M
$143K 0.01%
+18,160
New +$141K
MPA icon
188
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$131M
$139K 0.01%
+10,354
New +$137K
NUJ
189
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$139K 0.01%
+11,116
New +$137K
FCO
190
DELISTED
abrdn Global Income Fund
FCO
$135K 0.01%
+12,453
New +$134K
BAB icon
191
Invesco Taxable Municipal Bond ETF
BAB
$878M
– –
-687,616
Closed -$19.4M
BWX icon
192
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-197,526
Closed -$5.56M
EMF
193
Templeton Emerging Markets Fund
EMF
$331M
– –
-34,796
Closed -$609K
GXC icon
194
State Street SPDR S&P China ETF
GXC
$462M
– –
-15,383
Closed -$986K
JOF
195
Japan Smaller Capitalization Fund
JOF
$350M
– –
-86,769
Closed -$744K
LQD icon
196
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.3B
– –
-154,885
Closed -$17.6M
SPLV icon
197
Invesco S&P 500 Low Volatility ETF
SPLV
$7.09B
– –
-291,721
Closed -$9.08M
VCLT icon
198
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
– –
-12,600
Closed -$1.04M
NGX
199
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
– –
-17,035
Closed -$228K
TF
200
DELISTED
THAI CAP FD INC COM NEW
TF
– –
-36,310
Closed -$424K
4 5 6 7
8

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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.