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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDTXU
151
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
$670K 0.03%
64,900
-200
-0.3% -$2.06K
HD icon
152
Home Depot
HD
$349B
$665K 0.03%
2,866
– –
SJ icon
153
Scienjoy Holding
SJ
$34.5M
$660K 0.03%
65,713
-362
-0.5% -$3.65K
SMB icon
154
VanEck Short Muni ETF
SMB
$314M
$657K 0.03%
37,143
– –
STZ.B
155
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$557K 0.02%
2,696
– –
VEA icon
156
Vanguard FTSE Developed Markets ETF
VEA
$236B
$538K 0.02%
13,106
-4,144
-24% -$169K
AON icon
157
Aon
AON
$76B
$508K 0.02%
2,626
– –
MN
158
DELISTED
MANNING & NAPIER, INC.
MN
$479K 0.02%
254,942
– –
PEO
159
Adams Natural Resources Fund
PEO
$741M
$465K 0.02%
30,518
-260
-0.8% -$3.96K
KMB icon
160
Kimberly-Clark
KMB
$36B
$448K 0.02%
3,152
– –
EGF
161
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$441K 0.02%
+34,227
New +$446K
DIS icon
162
Walt Disney
DIS
$178B
$429K 0.02%
3,287
– –
SWZ
163
Swiss Helvetia Fund
SWZ
$77.1M
$420K 0.02%
52,332
+32,429
+163% +$258K
NQP
164
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$413K 0.02%
29,500
– –
PAYX icon
165
Paychex
PAYX
$42.7B
$384K 0.01%
4,644
– –
PVI icon
166
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$374K 0.01%
15,000
– –
PG icon
167
Procter & Gamble
PG
$339B
$358K 0.01%
2,881
+127
+5% +$15K
PEP icon
168
PepsiCo
PEP
$188B
$357K 0.01%
2,600
– –
WPC icon
169
W.P. Carey
WPC
$16B
$348K 0.01%
3,971
– –
BSV icon
170
Vanguard Short-Term Bond ETF
BSV
$45.6B
$347K 0.01%
4,300
-35,225
-89% -$2.84M
ORCL icon
171
Oracle
ORCL
$431B
$339K 0.01%
6,158
+2,608
+73% +$144K
JNJ icon
172
Johnson & Johnson
JNJ
$627B
$338K 0.01%
2,611
+236
+10% +$31.1K
BRK.B icon
173
Berkshire Hathaway Class B
BRK.B
$1.15T
$334K 0.01%
1,605
– –
SRE icon
174
Sempra
SRE
$55.4B
$302K 0.01%
4,100
– –
AHCO icon
175
AdaptHealth
AHCO
$716M
$297K 0.01%
29,200
– –
5 6
7
8 9

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.