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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$2.17B
AUM Growth
+$196M
Cap. Flow
+$164M
Cap. Flow %
7.56%
Top 10 Hldgs %
42.49%
Holding
163
New
32
Increased
35
Reduced
67
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$52.7M
3
IIM icon
Invesco Value Municipal Income Trust
IIM
+$26.6M
4
GAB icon
Gabelli Equity Trust
GAB
+$26.3M
5
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$15.4M

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$46.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$29.4M
3
GAM
General American Investors Company
GAM
+$21.2M
4
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
5
FPT
Federated Premier Intermediate M
FPT
+$8.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.81%
2 Technology 5.8%
3 Industrials 2.39%
4 Communication Services 1.87%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BST icon
151
BlackRock Science and Technology Trust
BST
$1.65B
– –
-286,621
Closed -$6.92M
FFA
152
First Trust Enhanced Equity Income Fund
FFA
$456M
– –
-402,683
Closed -$6.06M
IGA
153
Voya Global Advantage and Premium Opportunity Fund
IGA
$164M
– –
-80,359
Closed -$925K
ING icon
154
ING
ING
$104B
– –
-182,839
Closed -$1.77M
JHS
155
John Hancock Income Securities Trust
JHS
$122M
– –
-237,607
Closed -$3.52M
NIE
156
Virtus Equity & Convertible Income Fund
NIE
$692M
– –
-88,296
Closed -$1.83M
NOVT icon
157
Novanta
NOVT
$5.06B
– –
-15,342
Closed -$669K
TY icon
158
TRI-Continental Corp
TY
$1.84B
– –
-63,042
Closed -$1.61M
NESR
159
National Energy Services Reunited Corp
NESR
$3.23B
– –
-282,600
Closed -$2.72M
BQH
160
DELISTED
BlackRock New York Municipal Bond Trust
BQH
– –
-13,708
Closed -$204K
ELEC
161
DELISTED
Electrum Special Acquisition Corporation
ELEC
– –
-12,950
Closed -$133K
TKF
162
DELISTED
Turkish Inv Fund
TKF
– –
-47,742
Closed -$448K
FPT
163
DELISTED
Federated Premier Intermediate M
FPT
– –
-625,978
Closed -$8.52M
3 4 5 6
7

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TC
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CI
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ATC
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NBS
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SYBT
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CK
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Karpus Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Karpus Investment Management held 163 positions worth $2.17B, up 9.9% from $1.97B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $164M of net new capital in Q4 2017, opening 32 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $46.6M trimmed.

  • Karpus Investment Management's largest Q4 2017 buy was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.
  • Karpus Investment Management added most to Nuveen Quality Municipal Income Fund in Q4 2017, an estimated $52.7M increase.
  • Karpus Investment Management's biggest Q4 2017 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $46.6M.
  • Karpus Investment Management fully exited Federated Premier Intermediate M in Q4 2017, selling an estimated $8.52M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.17B portfolio in Q4 2017.
  • Karpus Investment Management opened 32 new positions and closed 14 in Q4 2017.
  • Karpus Investment Management's portfolio value rose 9.9% quarter-over-quarter to $2.17B.

Based on Karpus Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.