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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
151
Walt Disney
DIS
$186B
– –
-2,944
Closed -$274K
GGT
152
Gabelli Multimedia Trust
GGT
$198M
– –
-19,473
Closed -$148K
HD icon
153
Home Depot
HD
$306B
– –
-2,741
Closed -$353K
HEWJ icon
154
iShares Currency Hedged MSCI Japan ETF
HEWJ
$680M
– –
-568,550
Closed -$14.1M
IAF
155
abrdn Australia Equity Fund
IAF
$123M
– –
-31,531
Closed -$551K
IBM icon
156
IBM
IBM
$226B
– –
-1,464
Closed -$222K
IEI icon
157
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
– –
-4,700
Closed -$595K
IEUR icon
158
iShares Core MSCI Europe ETF
IEUR
$9.11B
– –
-7,300
Closed -$302K
INSE icon
159
Inspired Entertainment
INSE
$130M
– –
-196,682
Closed -$1.96M
JNJ icon
160
Johnson & Johnson
JNJ
$645B
– –
-2,076
Closed -$245K
JQC icon
161
Nuveen Credit Strategies Income Fund
JQC
$690M
– –
-17,200
Closed -$146K
KMB icon
162
Kimberly-Clark
KMB
$32.7B
– –
-3,342
Closed -$422K
LGI
163
Lazard Global Total Return & Income Fund
LGI
$225M
– –
-195,649
Closed -$2.73M
MSFT icon
164
Microsoft
MSFT
$3.67T
– –
-3,872
Closed -$223K
NUE icon
165
Nucor
NUE
$59.9B
– –
-4,168
Closed -$206K
NXDT
166
NexPoint Diversified Real Estate Trust
NXDT
$286M
– –
-80,395
Closed -$1.79M
PAYX icon
167
Paychex
PAYX
$41.8B
– –
-4,765
Closed -$276K
PEP icon
168
PepsiCo
PEP
$184B
– –
-2,370
Closed -$258K
PG icon
169
Procter & Gamble
PG
$343B
– –
-2,484
Closed -$223K
SRE icon
170
Sempra
SRE
$53.8B
– –
-4,100
Closed -$219K
STZ icon
171
Constellation Brands
STZ
$21B
– –
-4,240
Closed -$706K
TBF icon
172
ProShares Short 20+ Year Treasury ETF
TBF
$120M
– –
-10,000
Closed -$210K
WPC icon
173
W.P. Carey
WPC
$15.4B
– –
-3,971
Closed -$251K
XOM icon
174
ExxonMobil
XOM
$677B
– –
-10,668
Closed -$931K
EGF
175
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-204,450
Closed -$2.81M
4 5 6
7
8

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.