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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.89B
AUM Growth
-$57.2M
Cap. Flow
-$101M
Cap. Flow %
-5.36%
Top 10 Hldgs %
30.97%
Holding
176
New
8
Increased
43
Reduced
83
Closed
20

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$39.8M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.7M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.8M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$10M

Top Sells

Rank Stock Value
1
NQS
NUVEEN SELECT QUALITY MUNI FD
NQS
+$32.5M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$20.7M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.5M
4
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$17.6M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$15.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.14%
2 Financials 4.35%
3 Industrials 1.49%
4 Energy 1.12%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
151
Nucor
NUE
$59.1B
$206K 0.01%
4,168
– –
BQH
152
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$162K 0.01%
10,340
-2,853
-22% -$45.1K
GGT
153
Gabelli Multimedia Trust
GGT
$198M
$148K 0.01%
19,473
+1,015
+5% +$7.52K
JQC icon
154
Nuveen Credit Strategies Income Fund
JQC
$689M
$146K 0.01%
17,200
– –
PMO
155
Franklin Municipal Opportunities Trust
PMO
$265M
$145K 0.01%
10,874
-62,642
-85% -$840K
PHF
156
DELISTED
Pacholder High Yield
PHF
$71K ﹤0.01%
10,000
– –
CAF
157
Morgan Stanley China A Share Fund
CAF
$243M
– –
-53,489
Closed -$955K
CSQ icon
158
Calamos Strategic Total Return Fund
CSQ
$3.23B
– –
-13,775
Closed -$136K
ETG
159
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
– –
-183,693
Closed -$2.64M
NAN icon
160
Nuveen New York Quality Municipal Income Fund
NAN
$341M
– –
-35,088
Closed -$550K
QQQX icon
161
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-168,695
Closed -$3.01M
VGM icon
162
Invesco Trust Investment Grade Municipals
VGM
$518M
– –
-58,621
Closed -$871K
WIA
163
Western Asset Inflation-Linked Income Fund
WIA
$183M
– –
-259,096
Closed -$2.97M
TWNK
164
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-503,050
Closed -$4.88M
JTD
165
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-25,337
Closed -$362K
NUM
166
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-43,520
Closed -$668K
NTC
167
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-15,056
Closed -$210K
AKP
168
DELISTED
Alliance Californa Muni Fd
AKP
– –
-89,542
Closed -$1.38M
KEF
169
DELISTED
Korea Equity Fund
KEF
– –
-44,464
Closed -$349K
GGE
170
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-62,973
Closed -$970K
FAV
171
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-30,609
Closed -$275K
NPI
172
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-502,004
Closed -$7.75M
CADT
173
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
– –
-35,490
Closed -$332K
NPF
174
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
– –
-101,955
Closed -$1.54M
NQS
175
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-2,091,511
Closed -$32.5M
4 5 6
7
8

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Karpus Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Karpus Investment Management held 176 positions worth $1.89B, down 2.9% from $1.95B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management withdrew a net $101M in Q3 2016, closing 20 positions and reducing 83 holdings. Its most notable exit was NUVEEN SELECT QUALITY MUNI FD, an estimated $32.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 92% a quarter earlier, followed by Financials and Industrials.

Against the trend, Karpus Investment Management opened a new position in Nuveen Quality Municipal Income Fund worth $38.7M.

  • Karpus Investment Management's largest Q3 2016 buy was Nuveen Quality Municipal Income Fund: 2,566,326 shares worth $38.7M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q3 2016, an estimated $18.7M increase.
  • Karpus Investment Management's biggest Q3 2016 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $20.7M.
  • Karpus Investment Management fully exited NUVEEN SELECT QUALITY MUNI FD in Q3 2016, selling an estimated $32.5M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $1.89B portfolio in Q3 2016.
  • Karpus Investment Management opened 8 new positions and closed 20 in Q3 2016.
  • Karpus Investment Management's portfolio value fell 2.9% quarter-over-quarter to $1.89B.

Based on Karpus Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.