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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$1.95B
AUM Growth
-$250M
Cap. Flow
-$290M
Cap. Flow %
-14.88%
Top 10 Hldgs %
29.22%
Holding
203
New
14
Increased
56
Reduced
81
Closed
35

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.6M
3
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$15.3M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.2M
5
EACQ
Easterly Acquisition Corp
EACQ
+$9.84M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$154M
2
FDI
FORT DEARBORN INCOME SECS
FDI
+$20.3M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$19.9M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$18.8M
5
VKQ icon
Invesco Municipal Trust
VKQ
+$17.9M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 1.22%
3 Energy 1.03%
4 Consumer Staples 0.36%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAV
151
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$275K 0.01%
30,609
– –
WPC icon
152
W.P. Carey
WPC
$16.4B
$270K 0.01%
3,971
– –
JNJ icon
153
Johnson & Johnson
JNJ
$625B
$252K 0.01%
2,076
– –
PEP icon
154
PepsiCo
PEP
$190B
$251K 0.01%
2,370
– –
SRE icon
155
Sempra
SRE
$54.8B
$234K 0.01%
4,100
– –
NOVT icon
156
Novanta
NOVT
$6.29B
$232K 0.01%
+15,342
New +$236K
HD icon
157
Home Depot
HD
$355B
$230K 0.01%
1,800
-380
-17% -$50.2K
IBM icon
158
IBM
IBM
$224B
$212K 0.01%
1,464
– –
TBF icon
159
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$211K 0.01%
+10,000
New +$223K
BQH
160
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$211K 0.01%
13,193
-19,022
-59% -$298K
PG icon
161
Procter & Gamble
PG
$339B
$210K 0.01%
2,484
-203
-8% -$16.7K
NTC
162
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$210K 0.01%
15,056
-61,380
-80% -$837K
NUE icon
163
Nucor
NUE
$62.1B
$206K 0.01%
+4,168
New +$203K
JQC icon
164
Nuveen Credit Strategies Income Fund
JQC
$711M
$139K 0.01%
17,200
-1,700
-9% -$13.6K
CSQ icon
165
Calamos Strategic Total Return Fund
CSQ
$3.35B
$136K 0.01%
+13,775
New +$135K
GGT
166
Gabelli Multimedia Trust
GGT
$174M
$128K 0.01%
18,458
– –
KLRE
167
DELISTED
KLR Energy Acquisition Corp
KLRE
$101K 0.01%
+10,100
New +$101K
PHF
168
DELISTED
Pacholder High Yield
PHF
$71K ﹤0.01%
10,000
-988,560
-99% -$6.71M
BTA
169
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
– –
-16,600
Closed -$198K
CII icon
170
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
– –
-88,254
Closed -$1.2M
CLM icon
171
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-137,513
Closed -$1.98M
DTF
172
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
– –
-66,051
Closed -$1.04M
ENX
173
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
– –
-223,857
Closed -$3.01M
ETJ
174
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
– –
-322,375
Closed -$3.06M
ETY icon
175
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
– –
-28,320
Closed -$302K
5 6
7
8 9

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Karpus Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Karpus Investment Management held 203 positions worth $1.95B, down 11% from $2.2B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management withdrew a net $290M in Q2 2016, closing 35 positions and reducing 81 holdings. Its most notable exit was AllianceBernstein Income Fund Inc, an estimated $154M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3% of assets, up from 2.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, Karpus Investment Management opened a new position in iShares Currency Hedged MSCI Japan ETF worth $13.4M.

  • Karpus Investment Management's largest Q2 2016 buy was iShares Currency Hedged MSCI Japan ETF: 574,480 shares worth $13.4M.
  • Karpus Investment Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q2 2016, an estimated $25.2M increase.
  • Karpus Investment Management's biggest Q2 2016 reduction was Virtus Total Return Fund Inc., cutting an estimated $19.9M.
  • Karpus Investment Management fully exited AllianceBernstein Income Fund Inc in Q2 2016, selling an estimated $154M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.95B portfolio in Q2 2016.
  • Karpus Investment Management opened 14 new positions and closed 35 in Q2 2016.
  • Karpus Investment Management's portfolio value fell 11% quarter-over-quarter to $1.95B.

Based on Karpus Investment Management's 13F filing for Q2 2016, filed 15 Aug 2016.