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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
151
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$742K 0.03%
21,670
-12,610
-37% -$391K
STZ icon
152
Constellation Brands
STZ
$22.8B
$641K 0.03%
4,240
– –
VFL
153
DELISTED
abrdn National Municipal Income Fund
VFL
$639K 0.03%
46,294
-2,455
-5% -$33K
NXJ
154
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$594K 0.03%
41,990
-58,410
-58% -$807K
INB
155
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$572K 0.03%
+65,126
New +$561K
SMB icon
156
VanEck Short Muni ETF
SMB
$314M
$557K 0.03%
31,600
+9,500
+43% +$167K
NEA icon
157
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$539K 0.02%
37,900
-1,200
-3% -$16.7K
JTD
158
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$526K 0.02%
+38,362
New +$501K
BLV icon
159
Vanguard Long-Term Bond ETF
BLV
$5.71B
$484K 0.02%
+5,200
New +$467K
BQH
160
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$482K 0.02%
32,215
-16,110
-33% -$239K
KMB icon
161
Kimberly-Clark
KMB
$36B
$450K 0.02%
3,342
-700
-17% -$91.1K
STZ.B
162
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$409K 0.02%
2,696
– –
GDO
163
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$317K 0.01%
+19,246
New +$306K
ETY icon
164
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$302K 0.01%
+28,320
New +$291K
GEQ
165
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$298K 0.01%
+18,449
New +$279K
DIS icon
166
Walt Disney
DIS
$178B
$292K 0.01%
2,944
-1,750
-37% -$169K
HD icon
167
Home Depot
HD
$348B
$291K 0.01%
2,180
– –
PAYX icon
168
Paychex
PAYX
$42.8B
$276K 0.01%
5,114
– –
FAV
169
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$265K 0.01%
+30,609
New +$244K
MMM icon
170
3M
MMM
$93.8B
$257K 0.01%
1,848
– –
IEI icon
171
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$252K 0.01%
+2,000
New +$250K
PEP icon
172
PepsiCo
PEP
$188B
$243K 0.01%
2,370
-1,200
-34% -$119K
WPC icon
173
W.P. Carey
WPC
$16B
$242K 0.01%
+3,971
New +$226K
KEF
174
DELISTED
Korea Equity Fund
KEF
$226K 0.01%
28,470
+5,758
+25% +$40.6K
JNJ icon
175
Johnson & Johnson
JNJ
$626B
$225K 0.01%
2,076
– –
5 6
7
8 9

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Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Morningstar Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.