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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGAC
151
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$1.06M 0.05%
107,250
– –
NTC
152
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$993K 0.05%
80,636
-2,000
-2% -$24.7K
NIO
153
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$991K 0.05%
70,299
– –
LAQ
154
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$971K 0.05%
60,006
-11,477
-16% -$209K
MNP
155
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$961K 0.04%
64,446
– –
NUM
156
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$957K 0.04%
72,524
– –
MNE
157
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$871K 0.04%
62,702
-5,400
-8% -$75.9K
XOM icon
158
ExxonMobil
XOM
$634B
$864K 0.04%
11,619
-3,795
-25% -$292K
FAX
159
abrdn Asia-Pacific Income Fund
FAX
$600M
$845K 0.04%
31,300
+6,021
+24% +$168K
EVP
160
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$811K 0.04%
68,226
+2,375
+4% +$28K
MCN
161
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$801K 0.04%
+113,139
New +$866K
NUO
162
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$797K 0.04%
55,391
+18,000
+48% +$260K
NPF
163
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$775K 0.04%
59,425
– –
PCF
164
High Income Securities Fund
PCF
$99.9M
$766K 0.04%
108,592
-15,236
-12% -$114K
IIF
165
Morgan Stanley India Investment Fund
IIF
$220M
$765K 0.04%
28,990
-3,010
-9% -$82K
PMM
166
Franklin Managed Municipal Income Trust
PMM
$273M
$696K 0.03%
97,300
– –
BIE
167
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$680K 0.03%
47,375
-1,100
-2% -$15.6K
VFL
168
DELISTED
abrdn National Municipal Income Fund
VFL
$628K 0.03%
49,049
-2,700
-5% -$34.3K
EXG icon
169
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$541K 0.03%
+65,150
New +$613K
STZ icon
170
Constellation Brands
STZ
$23.2B
$531K 0.02%
4,240
– –
BQH
171
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$510K 0.02%
36,686
+1,153
+3% +$16K
NEA icon
172
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$509K 0.02%
39,100
– –
DNI
173
DELISTED
Dividend and Income Fund
DNI
$505K 0.02%
+46,518
New +$603K
TLI
174
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$495K 0.02%
48,200
-5,958
-11% -$63.9K
DIS icon
175
Walt Disney
DIS
$181B
$480K 0.02%
4,694
– –
5 6
7
8 9

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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.