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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
151
Paychex
PAYX
$41.8B
$731K 0.04%
16,059
-51
-0.3% -$2.18K
CXH
152
DELISTED
MFS Investment Grade Municipal Trust
CXH
$726K 0.04%
84,271
+54,549
+184% +$465K
VFL
153
DELISTED
abrdn National Municipal Income Fund
VFL
$713K 0.04%
61,051
+7,203
+13% +$83.9K
TTF
154
DELISTED
Thai Fund
TTF
$695K 0.04%
38,269
-24,788
-39% -$496K
MCR
155
DELISTED
MFS Charter Income Trust
MCR
$690K 0.04%
76,270
-5,243
-6% -$47K
ETX
156
Eaton Vance Municipal Income 2028 Term Trust
ETX
$196M
$682K 0.04%
46,700
+17,000
+57% +$244K
IBM icon
157
IBM
IBM
$226B
$657K 0.04%
3,665
– –
EIV
158
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$647K 0.04%
+58,842
New +$638K
NPY
159
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
$599K 0.03%
+50,356
New +$604K
NUO
160
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$585K 0.03%
+42,000
New +$587K
NXJ
161
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$563K 0.03%
45,101
+2,191
+5% +$27.3K
AKP
162
DELISTED
Alliance Californa Muni Fd
AKP
$528K 0.03%
43,507
-6,800
-14% -$82.5K
BIE
163
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$520K 0.03%
+38,860
New +$517K
PMM
164
Franklin Managed Municipal Income Trust
PMM
$248M
$517K 0.03%
77,800
+37,800
+95% +$252K
XOM icon
165
ExxonMobil
XOM
$677B
$508K 0.03%
5,019
– –
KMB icon
166
Kimberly-Clark
KMB
$32.8B
$481K 0.03%
4,805
– –
NXQ
167
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$472K 0.03%
38,159
+21,933
+135% +$271K
VCV icon
168
Invesco California Value Municipal Income Trust
VCV
$481M
$456K 0.03%
+40,023
New +$445K
MGU
169
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$450K 0.03%
20,362
-51,279
-72% -$1.13M
MUI
170
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$437K 0.02%
+31,432
New +$428K
ITM icon
171
VanEck Intermediate Muni ETF
ITM
$2.02B
$436K 0.02%
9,914
-69,254
-87% -$3.08M
BTA
172
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$435K 0.02%
+42,600
New +$437K
GDO
173
Western Asset Global Corporate Defined Opportunity Fund
GDO
$73.5M
$433K 0.02%
23,960
+5,897
+33% +$106K
JGV
174
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$425K 0.02%
+32,300
New +$428K
NAD icon
175
Nuveen Quality Municipal Income Fund
NAD
$2.51B
$417K 0.02%
33,100
+10,200
+45% +$129K
5 6
7
8 9

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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.