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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKP
151
DELISTED
Alliance Californa Muni Fd
AKP
$614K 0.04%
50,307
+5,507
+12% +$66.9K
ENX
152
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$554K 0.04%
47,991
+26,731
+126% +$304K
NXJ
153
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$541K 0.03%
42,910
+32,882
+328% +$413K
ISL
154
DELISTED
Aberdeen Israel Fund
ISL
$541K 0.03%
35,204
+4,130
+13% +$62.2K
IIF
155
Morgan Stanley India Investment Fund
IIF
$206M
$515K 0.03%
34,204
-2,014
-6% -$30.4K
EOT
156
Eaton Vance National Municipal Opportunities Trust
EOT
$247M
$480K 0.03%
+25,565
New +$473K
KMB icon
157
Kimberly-Clark
KMB
$32.8B
$434K 0.03%
4,805
-430
-8% -$39.8K
XOM icon
158
ExxonMobil
XOM
$677B
$432K 0.03%
5,019
-140
-3% -$12.6K
ETX
159
Eaton Vance Municipal Income 2028 Term Trust
ETX
$196M
$430K 0.03%
+29,700
New +$427K
IQI icon
160
Invesco Quality Municipal Securities
IQI
$513M
$413K 0.03%
35,700
– –
IF
161
DELISTED
Aberdeen Indonesia Fund
IF
$397K 0.03%
40,150
+4,300
+12% +$46.4K
MUA icon
162
BlackRock MuniAssets Fund
MUA
$651M
$336K 0.02%
28,187
+11,187
+66% +$133K
CEE
163
Central and Eastern Europe Fund
CEE
$131M
$335K 0.02%
10,835
-1,038
-9% -$30.8K
LOR
164
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$334K 0.02%
+24,954
New +$329K
GDO
165
Western Asset Global Corporate Defined Opportunity Fund
GDO
$73.5M
$321K 0.02%
18,063
+2,625
+17% +$46.6K
NAZ icon
166
Nuveen Arizona Quality Municipal Income Fund
NAZ
$151M
$320K 0.02%
+25,800
New +$316K
TRF
167
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
$319K 0.02%
21,754
-375
-2% -$5.29K
JCE icon
168
Nuveen Core Equity Alpha Fund
JCE
$286M
$317K 0.02%
20,434
– –
NAD icon
169
Nuveen Quality Municipal Income Fund
NAD
$2.51B
$298K 0.02%
22,900
-3,700
-14% -$47.6K
BAF
170
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$287K 0.02%
+21,948
New +$283K
AYN
171
DELISTED
Alliance New York Income Fund
AYN
$276K 0.02%
+22,844
New +$272K
PMM
172
Franklin Managed Municipal Income Trust
PMM
$248M
$274K 0.02%
40,000
– –
CXH
173
DELISTED
MFS Investment Grade Municipal Trust
CXH
$259K 0.02%
29,722
– –
ITW icon
174
Illinois Tool Works
ITW
$76.9B
$259K 0.02%
3,400
– –
NQJ
175
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$257K 0.02%
+20,000
New +$257K
4 5 6
7
8

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TC
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CI
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ATC
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NBS
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SYBT
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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.