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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEA
126
European Equity Fund
EEA
$76.6M
$2.2M 0.08%
247,269
-1,550
-0.6% -$13.5K
NYV
127
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$2.2M 0.08%
155,200
+1,027
+0.7% +$14.9K
DMF
128
DELISTED
BNY Mellon Municipal Income
DMF
$2.05M 0.08%
219,689
-261,453
-54% -$2.33M
MHF
129
Western Asset Municipal High Income Fund
MHF
$153M
$1.86M 0.07%
245,331
-609,994
-71% -$4.63M
EVN
130
Eaton Vance Municipal Income Trust
EVN
$429M
$1.61M 0.06%
124,698
-146,885
-54% -$1.87M
BFI
131
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$1.59M 0.06%
153,100
– –
EMF
132
Templeton Emerging Markets Fund
EMF
$324M
$1.57M 0.06%
106,802
-36,423
-25% -$538K
SPRU icon
133
Spruce Power Holding Corp
SPRU
$40.8M
$1.47M 0.06%
+18,750
New +$1.48M
BFO
134
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.39M 0.05%
96,311
– –
BQH
135
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$1.16M 0.04%
78,795
-1,100
-1% -$16.3K
LGHL
136
Lion Group Holding
LGHL
$788K
– –
0
– –
IEV icon
137
iShares Europe ETF
IEV
$1.7B
$1.02M 0.04%
23,655
+100
+0.4% +$4.29K
THCA
138
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.02M 0.04%
+103,700
New +$1.01M
RMO
139
DELISTED
Romeo Power, Inc.
RMO
$978K 0.04%
+100,000
New +$984K
JMM icon
140
Nuveen Multi-Market Income Fund
JMM
$55.2M
$922K 0.04%
+125,455
New +$920K
MSFT icon
141
Microsoft
MSFT
$3.76T
$918K 0.04%
6,609
+453
+7% +$62.3K
STZ icon
142
Constellation Brands
STZ
$22.8B
$889K 0.03%
4,290
+50
+1% +$10K
FIF
143
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$822K 0.03%
49,815
-160
-0.3% -$2.55K
XOM icon
144
ExxonMobil
XOM
$662B
$805K 0.03%
11,392
– –
MNCLU
145
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$779K 0.03%
74,600
-400
-0.5% -$4.14K
FMY
146
First Trust Mortgage Income Fund
FMY
$49.2M
$778K 0.03%
+55,639
New +$769K
EEM icon
147
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$773K 0.03%
18,916
+2,346
+14% +$96.9K
SFT
148
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$739K 0.03%
+7,500
New +$743K
EVY
149
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$696K 0.03%
51,976
+380
+0.7% +$5.01K
AOD
150
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$694K 0.03%
83,265
– –
4 5
6
7 8

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.