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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$2.17B
AUM Growth
+$196M
Cap. Flow
+$164M
Cap. Flow %
7.56%
Top 10 Hldgs %
42.49%
Holding
163
New
32
Increased
35
Reduced
67
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$52.7M
3
IIM icon
Invesco Value Municipal Income Trust
IIM
+$26.6M
4
GAB icon
Gabelli Equity Trust
GAB
+$26.3M
5
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$15.4M

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$46.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$29.4M
3
GAM
General American Investors Company
GAM
+$21.2M
4
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
5
FPT
Federated Premier Intermediate M
FPT
+$8.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.81%
2 Technology 5.8%
3 Industrials 2.39%
4 Communication Services 1.87%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHG
126
DELISTED
Deutsche High Incm Opportunities
DHG
$374K 0.02%
24,875
-80,000
-76% -$1.2M
KXIN icon
127
Kaixin Holdings
KXIN
$1.89M
– –
0
– –
IEUR icon
128
iShares Core MSCI Europe ETF
IEUR
$9.03B
$341K 0.02%
6,800
– –
JNJ icon
129
Johnson & Johnson
JNJ
$644B
$332K 0.02%
2,375
+600
+34% +$83.6K
PAYX icon
130
Paychex
PAYX
$41.5B
$319K 0.01%
4,690
-36
-0.8% -$2.36K
KMB icon
131
Kimberly-Clark
KMB
$32.5B
$316K 0.01%
2,622
– –
BRK.B icon
132
Berkshire Hathaway Class B
BRK.B
$1.11T
$310K 0.01%
1,564
+314
+25% +$59.6K
DIS icon
133
Walt Disney
DIS
$184B
$310K 0.01%
+2,887
New +$297K
PEP icon
134
PepsiCo
PEP
$184B
$300K 0.01%
+2,500
New +$285K
NBD
135
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$288K 0.01%
+12,475
New +$281K
ORCL icon
136
Oracle
ORCL
$432B
$272K 0.01%
+5,758
New +$282K
WPC icon
137
W.P. Carey
WPC
$15.1B
$268K 0.01%
3,971
– –
NUE icon
138
Nucor
NUE
$58.8B
$265K 0.01%
4,168
– –
DD icon
139
DuPont de Nemours
DD
$17.2B
$241K 0.01%
+1,334
New +$240K
HYI
140
Western Asset High Yield Opportunity Fund Inc
HYI
$130M
$234K 0.01%
15,500
– –
SRE icon
141
Sempra
SRE
$53.2B
$219K 0.01%
+4,100
New +$238K
JPM icon
142
JPMorgan Chase
JPM
$924B
$218K 0.01%
+2,042
New +$207K
MTB icon
143
M&T Bank
MTB
$32.5B
$217K 0.01%
+1,267
New +$210K
NBO
144
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$212K 0.01%
17,414
-3,830
-18% -$47.5K
GAM
145
General American Investors Company
GAM
$1.53B
$211K 0.01%
6,126
-609,136
-99% -$21.2M
AKP
146
DELISTED
Alliance Californa Muni Fd
AKP
$211K 0.01%
15,500
– –
PG icon
147
Procter & Gamble
PG
$342B
$209K 0.01%
+2,273
New +$204K
EIP
148
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$135K 0.01%
10,844
– –
MHF
149
Western Asset Municipal High Income Fund
MHF
$142M
$81K ﹤0.01%
+10,903
New +$82.1K
BGY icon
150
BlackRock Enhanced International Dividend Trust
BGY
$517M
– –
-1,062,880
Closed -$6.97M
3 4 5
6
7

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Karpus Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Karpus Investment Management held 163 positions worth $2.17B, up 9.9% from $1.97B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $164M of net new capital in Q4 2017, opening 32 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $46.6M trimmed.

  • Karpus Investment Management's largest Q4 2017 buy was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.
  • Karpus Investment Management added most to Nuveen Quality Municipal Income Fund in Q4 2017, an estimated $52.7M increase.
  • Karpus Investment Management's biggest Q4 2017 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $46.6M.
  • Karpus Investment Management fully exited Federated Premier Intermediate M in Q4 2017, selling an estimated $8.52M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.17B portfolio in Q4 2017.
  • Karpus Investment Management opened 32 new positions and closed 14 in Q4 2017.
  • Karpus Investment Management's portfolio value rose 9.9% quarter-over-quarter to $2.17B.

Based on Karpus Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.