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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAQ
126
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$756K 0.04%
38,218
-5,015
-12% -$104K
GBAB
127
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$364M
$755K 0.04%
+35,250
New +$762K
GGZ
128
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$120M
$751K 0.04%
70,890
-4,400
-6% -$46K
DMB
129
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$182M
$749K 0.04%
61,155
-45
-0.1% -$575
NXQ
130
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$707K 0.04%
+53,128
New +$724K
VGM icon
131
Invesco Trust Investment Grade Municipals
VGM
$519M
$705K 0.04%
+55,263
New +$721K
TDF
132
Templeton Dragon Fund
TDF
$257M
$697K 0.04%
42,555
-17,045
-29% -$289K
MNE
133
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$683K 0.04%
+50,303
New +$711K
VKI icon
134
Invesco Advantage Municipal Income Trust II
VKI
$375M
$674K 0.04%
+60,263
New +$684K
EVO
135
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$589K 0.03%
43,410
– –
ENX
136
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$584K 0.03%
+47,519
New +$605K
NXR
137
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$553K 0.03%
+39,025
New +$561K
PMM
138
Franklin Managed Municipal Income Trust
PMM
$249M
$518K 0.03%
+73,251
New +$538K
GDO
139
Western Asset Global Corporate Defined Opportunity Fund
GDO
$73.5M
$505K 0.03%
+29,475
New +$504K
WYIG
140
DELISTED
JM Global Holding Company
WYIG
$451K 0.03%
45,775
-51,275
-53% -$507K
PRTH icon
141
Priority Technology Holdings
PRTH
$497M
$437K 0.03%
+43,700
New +$434K
PHF
142
DELISTED
Pacholder High Yield
PHF
$403K 0.02%
56,032
+46,032
+460% +$324K
VTN icon
143
Invesco Trust for Investment Grade New York Municipals
VTN
$146M
$393K 0.02%
+29,600
New +$408K
NOVT icon
144
Novanta
NOVT
$5.11B
$322K 0.02%
15,342
– –
IQI icon
145
Invesco Quality Municipal Securities
IQI
$511M
$300K 0.02%
24,199
-207,206
-90% -$2.64M
VOO icon
146
Vanguard S&P 500 ETF
VOO
$1.04T
$258K 0.01%
733,991
+24,977
+4% +$5.01M
EIP
147
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$227K 0.01%
+18,000
New +$236K
NBO
148
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$215K 0.01%
+17,155
New +$224K
PMO
149
Franklin Municipal Opportunities Trust
PMO
$264M
$207K 0.01%
17,324
+6,450
+59% +$79.2K
BDJ icon
150
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
– –
-298,614
Closed -$2.36M
4 5
6
7 8

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.