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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGI
126
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
$1.42M 0.06%
+100,000
New +$1.33M
DHG
127
DELISTED
Deutsche High Incm Opportunities
DHG
$1.4M 0.06%
105,000
– –
CADT
128
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$1.4M 0.06%
137,390
– –
JFC
129
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$1.33M 0.06%
90,106
-7,949
-8% -$106K
CNLM
130
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$1.33M 0.06%
131,601
– –
GGE
131
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$1.29M 0.06%
84,753
+59,099
+230% +$852K
IAE
132
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93M
$1.24M 0.06%
134,057
-125,266
-48% -$1.05M
EVP
133
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$1.23M 0.06%
94,950
+4,900
+5% +$61.1K
CII icon
134
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$1.2M 0.05%
88,254
+76,375
+643% +$988K
IEUR icon
135
iShares Core MSCI Europe ETF
IEUR
$9.15B
$1.12M 0.05%
27,255
-55,390
-67% -$2.19M
IIF
136
Morgan Stanley India Investment Fund
IIF
$221M
$1.09M 0.05%
43,766
+11,156
+34% +$261K
FDEU
137
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.09M 0.05%
+65,194
New +$1.01M
TDF
138
Templeton Dragon Fund
TDF
$282M
$1.05M 0.05%
61,570
-2,346
-4% -$37.7K
DTF
139
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$1.04M 0.05%
66,051
-35,356
-35% -$541K
GGAC
140
DELISTED
GARNERO GROUP ACQUISITION CO SHS
GGAC
$1.02M 0.05%
102,500
-950
-0.9% -$9.38K
NTC
141
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.01M 0.05%
76,436
-3,400
-4% -$43.7K
NUM
142
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$973K 0.04%
67,755
-4,369
-6% -$60.9K
CAF
143
Morgan Stanley China A Share Fund
CAF
$329M
$939K 0.04%
55,474
-5,815
-9% -$93.8K
XOM icon
144
ExxonMobil
XOM
$656B
$917K 0.04%
10,965
-1,854
-14% -$148K
LAQ
145
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$905K 0.04%
49,843
-1,098
-2% -$17K
RVT icon
146
Royce Value Trust
RVT
$2.29B
$821K 0.04%
+70,131
New +$754K
GGZ
147
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$817K 0.04%
77,390
-2,000
-3% -$19.8K
DMB
148
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$806K 0.04%
61,200
– –
GPM
149
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$776K 0.04%
106,384
+61,725
+138% +$426K
NAN icon
150
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$756K 0.03%
51,288
-177,908
-78% -$2.54M
4 5
6
7 8

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Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Morningstar Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.