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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQP
126
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$2.2M 0.1%
160,639
-1,172
-0.7% -$15.6K
EWU icon
127
iShares MSCI United Kingdom ETF
EWU
$4.16B
$2.14M 0.1%
66,218
-62,332
-48% -$2.12M
VVR icon
128
Invesco Senior Income Trust
VVR
$454M
$2.08M 0.09%
515,600
-146,400
-22% -$603K
EMF
129
Templeton Emerging Markets Fund
EMF
$326M
$1.81M 0.08%
181,575
-34,102
-16% -$389K
MFT
130
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.71M 0.08%
121,206
-143,194
-54% -$1.96M
RIT
131
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.7M 0.08%
130,397
+19,472
+18% +$250K
EVO
132
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$1.69M 0.08%
120,743
+3,581
+3% +$48.9K
SPY icon
133
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1.66M 0.07%
8,130
+2,508
+45% +$515K
EMI
134
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.57M 0.07%
119,857
+18,663
+18% +$238K
FTF
135
Franklin Limited Duration Income Trust
FTF
$233M
$1.57M 0.07%
146,500
-4,050
-3% -$44.5K
DTF
136
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$1.53M 0.07%
101,407
-33,178
-25% -$495K
AKP
137
DELISTED
Alliance Californa Muni Fd
AKP
$1.51M 0.07%
107,457
-15,685
-13% -$219K
JFC
138
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$1.5M 0.07%
98,055
-8,491
-8% -$133K
CADT
139
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$1.37M 0.06%
137,390
– –
DHG
140
DELISTED
Deutsche High Incm Opportunities
DHG
$1.37M 0.06%
+105,000
New +$1.4M
NXJ
141
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$1.35M 0.06%
100,400
+1,406
+1% +$18.4K
CNLM
142
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$1.31M 0.06%
131,601
– –
RFI
143
Cohen & Steers Total Return Realty Fund
RFI
$310M
$1.28M 0.06%
101,474
-371,758
-79% -$4.64M
CAF
144
Morgan Stanley China A Share Fund
CAF
$327M
$1.22M 0.05%
61,289
-68,464
-53% -$1.73M
TDF
145
Templeton Dragon Fund
TDF
$280M
$1.14M 0.05%
63,916
-21,642
-25% -$419K
EEM icon
146
iShares MSCI Emerging Markets ETF
EEM
$30B
$1.1M 0.05%
+34,280
New +$1.18M
NFJ
147
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$1.1M 0.05%
+88,837
New +$1.13M
EVP
148
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$1.09M 0.05%
90,050
+21,824
+32% +$262K
NTC
149
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.02M 0.05%
79,836
-800
-1% -$10K
IEV icon
150
iShares Europe ETF
IEV
$1.7B
$1.02M 0.05%
+25,350
New +$1.05M
4 5
6
7 8

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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.