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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.15B
AUM Growth
+$21.2M
Cap. Flow
+$129M
Cap. Flow %
5.99%
Top 10 Hldgs %
31.38%
Holding
220
New
23
Increased
87
Reduced
77
Closed
16

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$50.8M
2
GAB icon
Gabelli Equity Trust
GAB
+$18.9M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$16.5M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$14.1M
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$14.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.7M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$18M
4
SMM
Salient Midstream & MLP Fund
SMM
+$10M
5
BND icon
Vanguard Total Bond Market
BND
+$8.84M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Industrials 0.48%
3 Consumer Staples 0.07%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
126
BlackRock Enhanced International Dividend Trust
BGY
$532M
$2.15M 0.1%
354,376
-63,869
-15% -$432K
LGI
127
Lazard Global Total Return & Income Fund
LGI
$238M
$2.14M 0.1%
170,664
+41,049
+32% +$581K
NQP
128
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$2.12M 0.1%
161,811
-2,698
-2% -$35.4K
APF
129
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$2.12M 0.1%
163,785
+11,848
+8% +$167K
DTF
130
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$1.97M 0.09%
134,585
+66,051
+96% +$966K
NBD
131
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.83M 0.09%
94,355
+29,880
+46% +$590K
IAE
132
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93M
$1.78M 0.08%
207,897
+61,817
+42% +$609K
AKP
133
DELISTED
Alliance Californa Muni Fd
AKP
$1.69M 0.08%
123,142
+46,683
+61% +$627K
MIY icon
134
BlackRock MuniYield Michigan Quality Fund
MIY
$356M
$1.68M 0.08%
+127,587
New +$1.69M
FTF
135
Franklin Limited Duration Income Trust
FTF
$234M
$1.64M 0.08%
150,550
-3,150
-2% -$35.9K
TDF
136
Templeton Dragon Fund
TDF
$280M
$1.6M 0.07%
85,558
-18,201
-18% -$385K
EVO
137
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$1.56M 0.07%
117,162
+48,006
+69% +$638K
JFC
138
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$1.53M 0.07%
106,546
-13,618
-11% -$217K
BSE
139
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.42M 0.07%
109,453
-4,816
-4% -$62.7K
EZU icon
140
iShare MSCI Eurozone ETF
EZU
$9.89B
$1.4M 0.06%
40,660
-36,101
-47% -$1.34M
FAV
141
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$1.38M 0.06%
+176,159
New +$1.42M
MUI
142
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.37M 0.06%
98,708
+300
+0.3% +$4.14K
CADT
143
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$1.37M 0.06%
137,390
-100
-0.1% -$998
RIT
144
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$1.36M 0.06%
+110,925
New +$1.33M
CNLM
145
DELISTED
CB PHARMA ACQUISISTION CORP SHS (CYM)
CNLM
$1.3M 0.06%
+131,601
New +$1.31M
NXJ
146
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$1.27M 0.06%
98,994
+2,227
+2% +$28.6K
EMI
147
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.26M 0.06%
101,194
+2,813
+3% +$35.1K
BAF
148
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1.17M 0.05%
83,324
– –
SPY icon
149
State Street SPDR S&P 500 ETF Trust
SPY
$811B
$1.08M 0.05%
5,622
-5,453
-49% -$1.11M
RMT
150
Royce Micro-Cap Trust
RMT
$760M
$1.06M 0.05%
+136,945
New +$1.16M
4 5
6
7 8

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SYBT
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FAM
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Karpus Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Karpus Investment Management held 220 positions worth $2.15B, up 0.99% from $2.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management deployed $129M of net new capital in Q3 2015, opening 23 new positions and adding to 87 existing holdings. Its largest new stake was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, down from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $74.7M trimmed.

  • Karpus Investment Management's largest Q3 2015 buy was First Trust/abrdn Global Opportunity Income Fund: 860,862 shares worth $8.33M.
  • Karpus Investment Management added most to AllianceBernstein Income Fund Inc in Q3 2015, an estimated $50.8M increase.
  • Karpus Investment Management's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $74.7M.
  • Karpus Investment Management fully exited MFS HIGH INCOME MUNI TR I in Q3 2015, selling an estimated $21.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.15B portfolio in Q3 2015.
  • Karpus Investment Management opened 23 new positions and closed 16 in Q3 2015.
  • Karpus Investment Management's portfolio value rose 0.99% quarter-over-quarter to $2.15B.

Based on Karpus Investment Management's 13F filing for Q3 2015, filed 13 Nov 2015.