We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAI
126
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$1.54M 0.09%
73,965
+30,509
+70% +$628K
MXE
127
Mexico Equity and Income Fund
MXE
$58.8M
$1.49M 0.08%
99,781
+46,178
+86% +$734K
NXP icon
128
Nuveen Select Tax-Free Income Portfolio
NXP
$852M
$1.47M 0.08%
113,775
+101,656
+839% +$1.3M
EWH icon
129
iShares MSCI Hong Kong ETF
EWH
$1.16B
$1.38M 0.08%
67,165
-75,907
-53% -$1.55M
TWN
130
Taiwan Fund
TWN
$566M
$1.31M 0.07%
67,641
+2,442
+4% +$45.9K
ABE
131
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$1.31M 0.07%
94,677
-17,672
-16% -$337K
NTC
132
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.28M 0.07%
110,774
+7,201
+7% +$84.2K
NXR
133
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.25M 0.07%
97,383
+31,726
+48% +$405K
EMI
134
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.2M 0.07%
108,220
-8,243
-7% -$90.9K
NXM
135
DELISTED
NUVEEN PENNSYLVANIA DIV ADV
NXM
$1.13M 0.06%
93,572
-3,119
-3% -$37.8K
INB
136
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$1.11M 0.06%
+97,859
New +$1.08M
NPF
137
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.11M 0.06%
+89,563
New +$1.11M
MYM
138
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$1.09M 0.06%
94,748
+16,212
+21% +$187K
IHD
139
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$133M
$1.05M 0.06%
+88,985
New +$1.09M
BSE
140
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.01M 0.06%
+83,366
New +$1M
CSP
141
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$980K 0.05%
149,361
+53,420
+56% +$357K
BAF
142
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$936K 0.05%
72,748
+50,800
+231% +$652K
IDE
143
Voya Infrastructure, Industrials and Materials Fund
IDE
$189M
$926K 0.05%
+54,065
New +$914K
AGC
144
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$914K 0.05%
125,603
+95,951
+324% +$682K
GCH
145
DELISTED
Aberdeen Greater China Fund
GCH
$894K 0.05%
87,775
-4,730
-5% -$53.7K
NUM
146
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$888K 0.05%
70,902
-3,720
-5% -$46.8K
NVY
147
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$888K 0.05%
74,682
+8,245
+12% +$98K
KEF
148
DELISTED
Korea Equity Fund
KEF
$807K 0.04%
97,051
-5,972
-6% -$54K
TKF
149
DELISTED
Turkish Inv Fund
TKF
$756K 0.04%
51,541
-16,131
-24% -$253K
JHP
150
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$733K 0.04%
+93,355
New +$732K
4 5
6
7 8

Similar funds

IC
Iconiq Capital San Francisco, California $3.47B AUM 23.76% 1-Year Est. Return
TCG
Tremblant Capital Group West Palm Beach, Florida $3.48B AUM 29.32% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $3.47B AUM 37.88% 1-Year Est. Return
CI
CX Institutional Auburn, Indiana $3.46B AUM 21.89% 1-Year Est. Return
ATC
Argent Trust Co Nashville, Tennessee $3.46B AUM 30.37% 1-Year Est. Return
NBS
Narodna banka Slovenska Bratislava $3.49B AUM
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.49B AUM 27.82% 1-Year Est. Return
CK
Cohen Klingenstein New York $3.49B AUM 26.65% 1-Year Est. Return

Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.