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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTC
126
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$1.24M 0.08%
+103,573
New +$1.26M
NXM
127
DELISTED
NUVEEN PENNSYLVANIA DIV ADV
NXM
$1.19M 0.08%
96,691
+49,436
+105% +$609K
TWN
128
Taiwan Fund
TWN
$566M
$1.17M 0.07%
65,199
+890
+1% +$15.5K
SGL
129
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.12M 0.07%
120,341
+69,461
+137% +$635K
NQI
130
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$1.07M 0.07%
+86,988
New +$1.05M
GCH
131
DELISTED
Aberdeen Greater China Fund
GCH
$1.05M 0.07%
+92,505
New +$1.05M
TKF
132
DELISTED
Turkish Inv Fund
TKF
$1.02M 0.06%
67,672
+5,126
+8% +$76.8K
MGF
133
Aberdeen Government Markets Income Fund
MGF
$89.6M
$978K 0.06%
172,488
+147,049
+578% +$841K
NUM
134
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$960K 0.06%
74,622
+35,229
+89% +$449K
MYM
135
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$921K 0.06%
78,536
+31,577
+67% +$368K
KEF
136
DELISTED
Korea Equity Fund
KEF
$896K 0.06%
103,023
-1,619
-2% -$13.3K
NAI
137
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$894K 0.06%
84,633
+6,600
+8% +$65.5K
TAI
138
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$887K 0.06%
43,456
+22,856
+111% +$466K
NXR
139
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$842K 0.05%
+65,657
New +$835K
MXE
140
Mexico Equity and Income Fund
MXE
$58.8M
$821K 0.05%
53,603
-411
-0.8% -$6.42K
NPP
141
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$808K 0.05%
59,805
-2,170
-4% -$29.1K
NVY
142
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$801K 0.05%
66,437
+52,757
+386% +$638K
MCR
143
DELISTED
MFS Charter Income Trust
MCR
$730K 0.05%
81,513
+57,629
+241% +$510K
NIO
144
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$703K 0.04%
54,100
-10,700
-17% -$139K
FFA
145
First Trust Enhanced Equity Income Fund
FFA
$457M
$675K 0.04%
+54,549
New +$696K
CSP
146
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$664K 0.04%
95,941
+27,722
+41% +$189K
PAYX icon
147
Paychex
PAYX
$41.8B
$655K 0.04%
16,110
– –
IBM icon
148
IBM
IBM
$226B
$649K 0.04%
3,665
-110
-3% -$20K
VFL
149
DELISTED
abrdn National Municipal Income Fund
VFL
$641K 0.04%
+53,848
New +$636K
FSP
150
Franklin Street Properties
FSP
$34.7M
$619K 0.04%
48,599
-15,000
-24% -$195K
4 5
6
7 8

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ATC
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SYBT
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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.