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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBI
101
Western Asset Intermediate Muni Fund
SBI
$108M
$7.54M 0.22%
773,374
-450
-0.1% -$4.4K
SOC icon
102
Sable Offshore Corp
SOC
$878M
$7.52M 0.22%
773,702
-18,800
-2% -$182K
SUB icon
103
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$7.4M 0.22%
68,751
-650
-0.9% -$70.1K
ISLE
104
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$7.37M 0.22%
749,989
-21,000
-3% -$205K
QFTA
105
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$7.16M 0.21%
726,378
-15,100
-2% -$147K
JOF
106
Japan Smaller Capitalization Fund
JOF
$352M
$6.86M 0.2%
758,507
+5,599
+0.7% +$51K
JEQ
107
DELISTED
abrdn Japan Equity Fund
JEQ
$6.62M 0.2%
679,092
+34,367
+5% +$320K
EWY icon
108
iShares MSCI South Korea ETF
EWY
$25.8B
$6.58M 0.2%
81,540
-8,330
-9% -$725K
GF
109
New Germany Fund
GF
$187M
$6.55M 0.2%
331,918
-24,477
-7% -$504K
SDA icon
110
SunCar Technology Group
SDA
$81.7M
$6.41M 0.19%
646,049
-2,505
-0.4% -$24.6K
PRST
111
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$6.41M 0.19%
640,730
+97,775
+18% +$971K
TRCA
112
DELISTED
Twin Ridge Capital Acquisition Corp.
TRCA
$6.4M 0.19%
660,000
-38,100
-5% -$369K
VUG icon
113
Vanguard Morningstar Growth ETF
VUG
$228B
$6.36M 0.19%
131,532
+4,560
+4% +$227K
GRX
114
Gabelli Healthcare & Wellness Trust
GRX
$147M
$6.26M 0.19%
473,890
-299,113
-39% -$4.05M
MLGO
115
MicroAlgo
MLGO
$45.1M
$6.09M 0.18%
101
-3
-3% -$180K
CXAI icon
116
CXApp
CXAI
$18M
$5.89M 0.18%
592,571
-2,600
-0.4% -$25.7K
ACBA
117
DELISTED
Ace Global Business Acquisition Ltd
ACBA
$5.78M 0.17%
575,458
-8,250
-1% -$82.6K
BSTZ icon
118
BlackRock Science and Technology Term Trust
BSTZ
$2.06B
$5.77M 0.17%
149,527
-64,725
-30% -$2.63M
MCAF
119
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$5.65M 0.17%
+581,433
New +$5.67M
RFM
120
RiverNorth Flexible Municipal Income Fund
RFM
$91.5M
$5.35M 0.16%
228,723
-1,350
-0.6% -$32.6K
AGG icon
121
iShares Core US Aggregate Bond ETF
AGG
$137B
$5.32M 0.16%
46,365
+25,365
+121% +$2.94M
GCAC
122
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$5.31M 0.16%
537,158
-372,759
-41% -$3.67M
HOLO icon
123
MicroCloud Hologram
HOLO
$39.2M
$5.28M 0.16%
+67
New +$5.28M
NBO
124
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$5.24M 0.16%
398,998
-5,314
-1% -$70.8K
TWN
125
Taiwan Fund
TWN
$540M
$5.13M 0.15%
145,645
+5,470
+4% +$196K
3 4
5
6 7

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.