We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMN
101
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$4.49M 0.17%
316,416
-23,088
-7% -$322K
JRS icon
102
Nuveen Real Estate Income Fund
JRS
$244M
$4.41M 0.17%
400,857
-129,130
-24% -$1.38M
SHM icon
103
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4.35M 0.17%
88,837
+17,190
+24% +$844K
VGM icon
104
Invesco Trust Investment Grade Municipals
VGM
$563M
$4.34M 0.17%
337,487
-685,962
-67% -$8.87M
CHN
105
DELISTED
China Fund
CHN
$4M 0.15%
206,271
-4,303
-2% -$85.5K
MUE
106
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.97M 0.15%
311,028
– –
BND icon
107
Vanguard Total Bond Market
BND
$161B
$3.91M 0.15%
46,280
-223,366
-83% -$18.7M
RVPH
108
DELISTED
REVIVA PHARMA HLDGS INC
RVPH
$3.9M 0.15%
18,835
+1,092
+6% +$225K
MNP
109
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$3.87M 0.15%
252,833
-159,952
-39% -$2.44M
DMS
110
DELISTED
Digital Media Solutions, Inc.
DMS
$3.78M 0.14%
+24,600
New +$3.76M
CLNN icon
111
Clene
CLNN
$58M
$3.7M 0.14%
17,985
-76
-0.4% -$15.6K
HOFV
112
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$3.51M 0.13%
21,679
-6,693
-24% -$1.08M
MCHI icon
113
iShares MSCI China ETF
MCHI
$6.41B
$3.5M 0.13%
62,440
-880
-1% -$50.7K
AEF
114
abrdn Emerging Markets Equity Income Fund
AEF
$366M
$3.44M 0.13%
494,127
-9,315
-2% -$66.3K
AFB
115
AllianceBernstein National Municipal Income Fund
AFB
$316M
$3.31M 0.13%
240,291
-2,500
-1% -$34.2K
BSE
116
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$3.3M 0.13%
239,904
+106,159
+79% +$1.44M
IIF
117
Morgan Stanley India Investment Fund
IIF
$220M
$3.21M 0.12%
169,555
-1,661
-1% -$31.5K
ACWX icon
118
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$3.16M 0.12%
68,717
-120
-0.2% -$5.49K
SNAX
119
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$3.09M 0.12%
20,603
+2,290
+13% +$341K
BFY
120
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$3.07M 0.12%
214,427
-11,488
-5% -$163K
NID
121
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.98M 0.11%
217,255
-4,500
-2% -$61.1K
IGIC icon
122
International General Insurance
IGIC
$1.13B
$2.98M 0.11%
290,750
-1,850
-0.6% -$19K
CEM
123
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.72M 0.1%
47,851
-104
-0.2% -$6.05K
TWN
124
Taiwan Fund
TWN
$531M
$2.43M 0.09%
131,544
+730
+0.6% +$13K
IEUR icon
125
iShares Core MSCI Europe ETF
IEUR
$9.14B
$2.24M 0.09%
49,004
-350
-0.7% -$15.9K
3 4
5
6 7

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.