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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHA
101
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$2.92M 0.12%
296,155
-5,834
-2% -$57.4K
MQT
102
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$2.86M 0.12%
243,842
+42,674
+21% +$511K
TWN
103
Taiwan Fund
TWN
$528M
$2.73M 0.11%
142,623
-2,260
-2% -$44.7K
FMN
104
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
$2.57M 0.1%
201,077
-75,823
-27% -$1.01M
NRXP icon
105
NRX Pharmaceuticals
NRXP
$143M
$2.51M 0.1%
25,102
-190
-0.8% -$18.9K
GTEC icon
106
Greenland Technologies Holding
GTEC
$14.3M
$2.46M 0.1%
+254,400
New +$2.46M
EEA
107
European Equity Fund
EEA
$76.6M
$2.46M 0.1%
261,643
+6,131
+2% +$58K
CLNN icon
108
Clene
CLNN
$65.9M
$2.29M 0.09%
+11,778
New +$2.28M
HOFV
109
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$2.28M 0.09%
14,980
-146
-1% -$22.2K
EMF
110
Templeton Emerging Markets Fund
EMF
$324M
$2.26M 0.09%
154,011
+7,340
+5% +$107K
HQH
111
abrdn Healthcare Investors
HQH
$1.33B
$2.25M 0.09%
96,999
+66,096
+214% +$1.5M
UTG icon
112
Reaves Utility Income Fund
UTG
$3.59B
$2.12M 0.09%
69,052
-100
-0.1% -$3.05K
NAC icon
113
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$2.11M 0.09%
+163,021
New +$2.18M
DTF
114
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$2.1M 0.08%
163,109
+44,138
+37% +$580K
BSE
115
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.99M 0.08%
160,116
– –
NKX icon
116
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$1.91M 0.08%
+148,193
New +$1.99M
BLV icon
117
Vanguard Long-Term Bond ETF
BLV
$5.69B
$1.68M 0.07%
19,201
+5,055
+36% +$447K
NXQ
118
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.67M 0.07%
125,016
+3,582
+3% +$48.5K
WEA
119
Western Asset Premier Bond Fund
WEA
$124M
$1.66M 0.07%
129,324
+2,709
+2% +$34.3K
EGIF
120
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$1.52M 0.06%
100,092
+21,258
+27% +$331K
BMTX
121
DELISTED
BM Technologies, Inc.
BMTX
$1.5M 0.06%
+157,625
New +$1.5M
APF
122
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$1.46M 0.06%
88,687
-1,041
-1% -$17.5K
NYV
123
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.39M 0.06%
103,711
+24,916
+32% +$338K
WIA
124
Western Asset Inflation-Linked Income Fund
WIA
$186M
$1.34M 0.05%
118,750
– –
IEV icon
125
iShares Europe ETF
IEV
$1.7B
$1.33M 0.05%
29,520
-200
-0.7% -$9.04K
3 4
5
6 7

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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.