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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
101
Eaton Vance Enhanced Equity Income Fund
EOI
$795M
$2.7M 0.16%
+217,760
New +$2.67M
IHD
102
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$2.68M 0.15%
359,442
-58,910
-14% -$458K
SMB icon
103
VanEck Short Muni ETF
SMB
$315M
$2.66M 0.15%
154,443
+81,743
+112% +$1.42M
FG
104
DELISTED
FGL Holdings Ordinary Shares
FG
$2.29M 0.13%
231,400
– –
WSC icon
105
WillScot Mobile Mini Holdings
WSC
$3.3B
$2.2M 0.13%
221,850
-1,200
-0.5% -$11.9K
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$30.9B
$2.13M 0.12%
60,980
+39,310
+181% +$1.42M
EMF
107
Templeton Emerging Markets Fund
EMF
$332M
$2.09M 0.12%
173,192
+11,210
+7% +$137K
APF
108
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$1.72M 0.1%
127,650
-5,372
-4% -$75.9K
MSF
109
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$1.71M 0.1%
129,482
-12,599
-9% -$173K
FDEU
110
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.63M 0.09%
105,104
+54,828
+109% +$830K
BSE
111
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.61M 0.09%
122,601
+43,024
+54% +$582K
ETY icon
112
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.22B
$1.59M 0.09%
+153,950
New +$1.6M
DHG
113
DELISTED
Deutsche High Incm Opportunities
DHG
$1.51M 0.09%
105,000
– –
VEA icon
114
Vanguard FTSE Developed Markets ETF
VEA
$235B
$1.44M 0.08%
39,399
-13,187
-25% -$481K
EMI
115
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.36M 0.08%
106,247
-1,966
-2% -$25.9K
PRPL icon
116
Purple Innovation
PRPL
$12.8M
$1.14M 0.07%
4,598
+57
+1% +$14K
IIF
117
Morgan Stanley India Investment Fund
IIF
$206M
$1.13M 0.07%
44,217
+746
+2% +$20.2K
RVT icon
118
Royce Value Trust
RVT
$2.16B
$1.12M 0.06%
83,831
-700
-0.8% -$8.99K
DCA
119
DELISTED
Virtus Total Return Fund
DCA
$1.11M 0.06%
248,315
-200
-0.1% -$885
BLVD
120
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$1.08M 0.06%
109,200
– –
IIM icon
121
Invesco Value Municipal Income Trust
IIM
$561M
$1.06M 0.06%
72,685
+36,885
+103% +$553K
EVP
122
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$1.01M 0.06%
83,363
-2,053
-2% -$25.4K
IAE
123
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.2M
$987K 0.06%
113,299
-20,038
-15% -$184K
KLRE
124
DELISTED
KLR Energy Acquisition Corp
KLRE
$970K 0.06%
93,451
+1,126
+1% +$11.5K
JFC
125
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$872K 0.05%
55,983
-25,117
-31% -$410K
3 4
5
6 7

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.