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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.89B
AUM Growth
-$57.2M
Cap. Flow
-$101M
Cap. Flow %
-5.36%
Top 10 Hldgs %
30.97%
Holding
176
New
8
Increased
43
Reduced
83
Closed
20

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$39.8M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.7M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.8M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$10M

Top Sells

Rank Stock Value
1
NQS
NUVEEN SELECT QUALITY MUNI FD
NQS
+$32.5M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$20.7M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.5M
4
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$17.6M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$15.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.14%
2 Financials 4.35%
3 Industrials 1.49%
4 Energy 1.12%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSC icon
101
WillScot Mobile Mini Holdings
WSC
$3.27B
$2.21M 0.12%
223,050
+7,050
+3% +$69.1K
MSF
102
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$2.07M 0.11%
142,081
-1,898
-1% -$26.9K
EMF
103
Templeton Emerging Markets Fund
EMF
$328M
$2.05M 0.11%
161,982
-7,798
-5% -$96.5K
APF
104
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$2.01M 0.11%
133,022
-9,661
-7% -$141K
VEA icon
105
Vanguard FTSE Developed Markets ETF
VEA
$233B
$1.97M 0.1%
52,586
-3,503
-6% -$129K
INSE icon
106
Inspired Entertainment
INSE
$129M
$1.96M 0.1%
196,682
+55,067
+39% +$548K
NXDT
107
NexPoint Diversified Real Estate Trust
NXDT
$283M
$1.79M 0.09%
80,395
-138,158
-63% -$3.03M
EMI
108
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.53M 0.08%
108,213
-6,124
-5% -$87.8K
DHG
109
DELISTED
Deutsche High Incm Opportunities
DHG
$1.49M 0.08%
105,000
– –
JFC
110
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$1.4M 0.07%
81,100
-28,453
-26% -$476K
IAE
111
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.9M
$1.31M 0.07%
133,337
-400
-0.3% -$3.72K
SMB icon
112
VanEck Short Muni ETF
SMB
$315M
$1.28M 0.07%
72,700
+1,500
+2% +$26.6K
IIF
113
Morgan Stanley India Investment Fund
IIF
$206M
$1.24M 0.07%
43,471
+475
+1% +$13.4K
DCA
114
DELISTED
Virtus Total Return Fund
DCA
$1.18M 0.06%
+248,515
New +$1.14M
BSE
115
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$1.17M 0.06%
79,577
-684
-0.9% -$10.2K
EVP
116
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$1.12M 0.06%
85,416
-9,534
-10% -$127K
PRPL icon
117
Purple Innovation
PRPL
$11M
$1.11M 0.06%
+4,541
New +$1.11M
BLVD
118
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$1.07M 0.06%
109,200
– –
RVT icon
119
Royce Value Trust
RVT
$2.17B
$1.07M 0.06%
84,531
-10,500
-11% -$132K
TDF
120
Templeton Dragon Fund
TDF
$255M
$1.05M 0.06%
59,600
-1,585
-3% -$28.6K
WYIG
121
DELISTED
JM Global Holding Company
WYIG
$960K 0.05%
97,050
+42,950
+79% +$422K
KLRE
122
DELISTED
KLR Energy Acquisition Corp
KLRE
$934K 0.05%
92,325
+82,225
+814% +$827K
XOM icon
123
ExxonMobil
XOM
$672B
$931K 0.05%
10,668
– –
LAQ
124
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$919K 0.05%
43,233
-5,245
-11% -$112K
DMB
125
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$183M
$859K 0.05%
61,200
– –
3 4
5
6 7

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Karpus Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Karpus Investment Management held 176 positions worth $1.89B, down 2.9% from $1.95B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management withdrew a net $101M in Q3 2016, closing 20 positions and reducing 83 holdings. Its most notable exit was NUVEEN SELECT QUALITY MUNI FD, an estimated $32.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 92% a quarter earlier, followed by Financials and Industrials.

Against the trend, Karpus Investment Management opened a new position in Nuveen Quality Municipal Income Fund worth $38.7M.

  • Karpus Investment Management's largest Q3 2016 buy was Nuveen Quality Municipal Income Fund: 2,566,326 shares worth $38.7M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q3 2016, an estimated $18.7M increase.
  • Karpus Investment Management's biggest Q3 2016 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $20.7M.
  • Karpus Investment Management fully exited NUVEEN SELECT QUALITY MUNI FD in Q3 2016, selling an estimated $32.5M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $1.89B portfolio in Q3 2016.
  • Karpus Investment Management opened 8 new positions and closed 20 in Q3 2016.
  • Karpus Investment Management's portfolio value fell 2.9% quarter-over-quarter to $1.89B.

Based on Karpus Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.