We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEUR icon
101
iShares Core MSCI Europe ETF
IEUR
$9.17B
$3.49M 0.16%
+82,645
New +$3.58M
NBD
102
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$3.38M 0.15%
166,581
+72,226
+77% +$1.43M
EGF
103
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$3.27M 0.15%
239,866
-38,409
-14% -$522K
NAN icon
104
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.26M 0.15%
229,196
-489
-0.2% -$6.75K
LOR
105
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.24M 0.15%
355,714
+112,708
+46% +$1.07M
BTA
106
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$3.2M 0.14%
278,480
-1,100
-0.4% -$12.3K
CHN
107
DELISTED
China Fund
CHN
$3.18M 0.14%
205,009
-39,101
-16% -$663K
BYM
108
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.15M 0.14%
211,969
-49,287
-19% -$692K
MUS
109
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.14M 0.14%
228,376
-77,860
-25% -$1.03M
NBB icon
110
Nuveen Taxable Municipal Income Fund
NBB
$453M
$3.11M 0.14%
154,950
– –
IHD
111
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$3.03M 0.14%
409,260
-48,570
-11% -$384K
MGU
112
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$2.94M 0.13%
154,089
+36,116
+31% +$722K
GF
113
New Germany Fund
GF
$188M
$2.89M 0.13%
196,357
+1,341
+0.7% +$20.3K
RQI icon
114
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$2.86M 0.13%
234,008
-11,935
-5% -$138K
WIA
115
Western Asset Inflation-Linked Income Fund
WIA
$186M
$2.75M 0.12%
260,384
-308,698
-54% -$3.29M
LGI
116
Lazard Global Total Return & Income Fund
LGI
$240M
$2.64M 0.12%
202,008
+31,344
+18% +$415K
PAI
117
Western Asset Investment Grade Income Fund
PAI
$114M
$2.54M 0.11%
195,376
-48,014
-20% -$635K
BSE
118
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.43M 0.11%
177,166
+67,713
+62% +$895K
MSF
119
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$2.42M 0.11%
188,451
-50,803
-21% -$668K
DNI
120
DELISTED
Dividend and Income Fund
DNI
$2.41M 0.11%
218,980
+172,462
+371% +$1.97M
IAE
121
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$2.34M 0.11%
259,323
+51,426
+25% +$472K
APF
122
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$2.33M 0.1%
168,319
+4,534
+3% +$62.5K
MCN
123
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$2.26M 0.1%
306,169
+193,030
+171% +$1.47M
EVT icon
124
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$2.23M 0.1%
115,116
-588,180
-84% -$11.5M
IAF
125
abrdn Australia Equity Fund
IAF
$127M
$2.22M 0.1%
135,701
-79,617
-37% -$1.32M
3 4
5
6 7

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.