We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.93B
AUM Growth
+$128M
Cap. Flow
+$88M
Cap. Flow %
4.57%
Top 10 Hldgs %
36.58%
Holding
222
New
17
Increased
82
Reduced
81
Closed
31

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$13.1M
3
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$11.6M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$9.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$32M
2
SPE
Special Opportunities Fund
SPE
+$12.5M
3
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$11.2M
4
MBB icon
iShares MBS ETF
MBB
+$9.68M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.15M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.48%
2 Financials 16.91%
3 Industrials 0.45%
4 Technology 0.05%
5 Consumer Staples 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
101
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$846M
$3.72M 0.19%
290,988
-10,100
-3% -$127K
MSF
102
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.58M 0.19%
234,470
+5,340
+2% +$79.2K
STEW
103
SRH Total Return Fund
STEW
$1.76B
$3.55M 0.18%
437,160
-6,795
-2% -$53.4K
NID
104
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.47M 0.18%
289,873
-3,300
-1% -$39.1K
ENX
105
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$3.43M 0.18%
286,347
+70,051
+32% +$825K
IFN
106
Aberdeen India Fund
IFN
$472M
$3.31M 0.17%
143,469
-57,696
-29% -$1.18M
MUS
107
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.05M 0.16%
241,203
+11,392
+5% +$142K
JFC
108
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$2.96M 0.15%
208,103
-63,917
-23% -$924K
IAE
109
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92M
$2.47M 0.13%
193,822
+9,642
+5% +$118K
JGG
110
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.4M 0.12%
207,538
-1,978
-0.9% -$22.5K
JGV
111
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$2.3M 0.12%
175,290
+142,990
+443% +$1.85M
NBB icon
112
Nuveen Taxable Municipal Income Fund
NBB
$432M
$2.25M 0.12%
114,524
-2,512
-2% -$48.2K
LAQ
113
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$2.05M 0.11%
73,929
-29,363
-28% -$762K
JOF
114
Japan Smaller Capitalization Fund
JOF
$345M
$2.04M 0.11%
+232,665
New +$2.05M
MYM
115
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$1.99M 0.1%
159,408
+64,660
+68% +$778K
CXH
116
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.98M 0.1%
221,220
+136,949
+163% +$1.21M
BOE icon
117
BlackRock Enhanced Global Dividend Trust
BOE
$676M
$1.97M 0.1%
134,363
-225,636
-63% -$3.33M
AYN
118
DELISTED
Alliance New York Income Fund
AYN
$1.89M 0.1%
150,770
+19,837
+15% +$243K
BBN icon
119
BlackRock Taxable Municipal Bond Trust
BBN
$920M
$1.87M 0.1%
92,533
-37,575
-29% -$739K
MGF
120
Aberdeen Government Markets Income Fund
MGF
$89.9M
$1.84M 0.1%
322,019
-41,825
-11% -$239K
NAD icon
121
Nuveen Quality Municipal Income Fund
NAD
$2.51B
$1.83M 0.1%
136,800
+103,700
+313% +$1.39M
MFT
122
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.8M 0.09%
137,814
-8,700
-6% -$112K
IEI icon
123
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$1.72M 0.09%
14,283
-1,500
-10% -$182K
NMY
124
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.71M 0.09%
138,223
-3,800
-3% -$46.6K
BCV
125
Bancroft Fund
BCV
$135M
$1.61M 0.08%
82,397
-7,250
-8% -$140K
3 4
5
6 7

Similar funds

IC
Iconiq Capital San Francisco, California $3.47B AUM 23.76% 1-Year Est. Return
TCG
Tremblant Capital Group West Palm Beach, Florida $3.48B AUM 29.32% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $3.47B AUM 37.88% 1-Year Est. Return
CI
CX Institutional Auburn, Indiana $3.46B AUM 21.89% 1-Year Est. Return
ATC
Argent Trust Co Nashville, Tennessee $3.46B AUM 30.37% 1-Year Est. Return
NBS
Narodna banka Slovenska Bratislava $3.49B AUM
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.49B AUM 27.82% 1-Year Est. Return
CK
Cohen Klingenstein New York $3.49B AUM 26.65% 1-Year Est. Return

Karpus Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Karpus Investment Management held 222 positions worth $1.93B, up 7.1% from $1.8B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management deployed $88M of net new capital in Q1 2014, opening 17 new positions and adding to 82 existing holdings. Its largest new stake was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $32M trimmed.

  • Karpus Investment Management's largest Q1 2014 buy was Vanguard Information Technology ETF: 1,162,160 shares worth $13.3M.
  • Karpus Investment Management added most to Vanguard S&P 500 ETF in Q1 2014, an estimated $23M increase.
  • Karpus Investment Management's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $32M.
  • Karpus Investment Management fully exited iShares MBS ETF in Q1 2014, selling an estimated $9.68M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $1.93B portfolio in Q1 2014.
  • Karpus Investment Management opened 17 new positions and closed 31 in Q1 2014.
  • Karpus Investment Management's portfolio value rose 7.1% quarter-over-quarter to $1.93B.

Based on Karpus Investment Management's 13F filing for Q1 2014, filed 15 May 2014.