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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
101
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.22B
$3.21M 0.18%
293,721
-193,461
-40% -$2.06M
LAQ
102
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$2.9M 0.16%
103,292
+51,950
+101% +$1.62M
MUS
103
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2.73M 0.15%
+229,811
New +$2.74M
BTZ icon
104
BlackRock Credit Allocation Income Trust
BTZ
$903M
$2.67M 0.15%
204,668
-14,652
-7% -$187K
EOT
105
Eaton Vance National Municipal Opportunities Trust
EOT
$246M
$2.62M 0.15%
141,818
+116,253
+455% +$2.15M
BBN icon
106
BlackRock Taxable Municipal Bond Trust
BBN
$923M
$2.49M 0.14%
130,108
-24,753
-16% -$465K
ENX
107
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$2.45M 0.14%
216,296
+168,305
+351% +$1.91M
JGG
108
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.39M 0.13%
209,516
+31,610
+18% +$366K
IAE
109
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.9M
$2.35M 0.13%
184,180
+80,427
+78% +$1.05M
JRI icon
110
Nuveen Real Asset Income & Growth Fund
JRI
$422M
$2.2M 0.12%
131,176
+32,141
+32% +$581K
HCF
111
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$2.18M 0.12%
+231,805
New +$2.18M
NBB icon
112
Nuveen Taxable Municipal Income Fund
NBB
$433M
$2.16M 0.12%
117,036
+27,686
+31% +$502K
MGF
113
Aberdeen Government Markets Income Fund
MGF
$89.6M
$2.08M 0.12%
363,844
+191,356
+111% +$1.08M
JCE icon
114
Nuveen Core Equity Alpha Fund
JCE
$285M
$2.07M 0.12%
121,890
+101,456
+497% +$1.65M
NIO
115
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.95M 0.11%
147,595
+93,495
+173% +$1.2M
JEQ
116
DELISTED
abrdn Japan Equity Fund
JEQ
$1.93M 0.11%
275,514
-45,017
-14% -$309K
IEI icon
117
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$1.89M 0.11%
15,783
-17,259
-52% -$2.09M
MFT
118
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.79M 0.1%
+146,514
New +$1.8M
NMY
119
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.69M 0.09%
142,023
-19,787
-12% -$237K
DIA icon
120
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$1.67M 0.09%
10,107
-233,409
-96% -$36.7M
BCV
121
Bancroft Fund
BCV
$134M
$1.67M 0.09%
89,647
-8,440
-9% -$154K
SGL
122
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.59M 0.09%
175,685
+55,344
+46% +$501K
PCF
123
High Income Securities Fund
PCF
$100M
$1.58M 0.09%
191,940
-29,963
-14% -$244K
GFY
124
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$1.55M 0.09%
88,677
-5,348
-6% -$90.9K
AYN
125
DELISTED
Alliance New York Income Fund
AYN
$1.55M 0.09%
130,933
+108,089
+473% +$1.28M
3 4
5
6 7

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SYBT
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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.