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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
101
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$846M
$2.23M 0.14%
+181,754
New +$2.24M
MLN icon
102
VanEck Long Muni ETF
MLN
$655M
$2.2M 0.14%
121,870
-39,238
-24% -$690K
JEQ
103
DELISTED
abrdn Japan Equity Fund
JEQ
$2.19M 0.14%
320,531
-66,288
-17% -$443K
ABE
104
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$2.19M 0.14%
112,349
-6,215
-5% -$122K
VKQ icon
105
Invesco Municipal Trust
VKQ
$507M
$2.12M 0.14%
+181,284
New +$2.1M
JGG
106
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$2.09M 0.13%
177,906
+134,464
+310% +$1.61M
EXG icon
107
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$2.07M 0.13%
220,982
-20,821
-9% -$198K
DVM
108
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$2M 0.13%
+146,329
New +$2.07M
NMY
109
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.97M 0.13%
161,810
+103,124
+176% +$1.28M
JRI icon
110
Nuveen Real Asset Income & Growth Fund
JRI
$422M
$1.85M 0.12%
99,035
+51,631
+109% +$950K
BCV
111
Bancroft Fund
BCV
$134M
$1.76M 0.11%
98,087
+83,875
+590% +$1.49M
PCF
112
High Income Securities Fund
PCF
$100M
$1.75M 0.11%
221,903
+161,727
+269% +$1.26M
LAQ
113
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$1.63M 0.1%
51,342
+6,711
+15% +$212K
NBB icon
114
Nuveen Taxable Municipal Income Fund
NBB
$433M
$1.61M 0.1%
89,350
+38,350
+75% +$708K
GFY
115
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$1.6M 0.1%
+94,025
New +$1.59M
GRX
116
Gabelli Healthcare & Wellness Trust
GRX
$140M
$1.56M 0.1%
+157,843
New +$1.54M
MGU
117
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.55M 0.1%
71,641
-13,965
-16% -$295K
DPO
118
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$1.48M 0.09%
125,874
-46,693
-27% -$571K
PAI
119
Western Asset Investment Grade Income Fund
PAI
$111M
$1.47M 0.09%
115,313
+94,480
+454% +$1.19M
PDI icon
120
PIMCO Dynamic Income Fund
PDI
$6.76B
$1.42M 0.09%
49,350
-1,300
-3% -$36.4K
VMO icon
121
Invesco Municipal Opportunity Trust
VMO
$622M
$1.4M 0.09%
+119,213
New +$1.39M
IAE
122
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.9M
$1.39M 0.09%
+103,753
New +$1.36M
EMI
123
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$1.31M 0.08%
116,463
+18,159
+18% +$203K
TTF
124
DELISTED
Thai Fund
TTF
$1.25M 0.08%
63,057
+37,102
+143% +$771K
IIM icon
125
Invesco Value Municipal Income Trust
IIM
$561M
$1.25M 0.08%
91,931
-4,600
-5% -$62.2K
3 4
5
6 7

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TCG
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TC
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CI
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ATC
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NBS
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SYBT
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CK
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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.