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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABS icon
76
SAB Biotherapeutics
SABS
$340M
$10.4M 0.31%
103,623
– –
VTEB icon
77
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$10.4M 0.31%
190,200
+111,400
+141% +$6.16M
EVM
78
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$10.4M 0.31%
869,289
-808,521
-48% -$9.75M
NEA icon
79
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$10.3M 0.31%
679,525
-14,243
-2% -$225K
MLAC
80
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$9.97M 0.3%
1,003,554
+97,800
+11% +$969K
ONMD icon
81
OneMedNet
ONMD
$39.9M
$9.87M 0.29%
981,898
+331,637
+51% +$3.31M
MNP
82
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$9.74M 0.29%
621,411
-3,165
-0.5% -$51.5K
SHFS icon
83
SHF Holdings
SHFS
$1.15M
$9.44M 0.28%
+47,165
New +$9.39M
ITAC
84
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$9.37M 0.28%
943,357
-5,197
-0.5% -$52.1K
GIG
85
DELISTED
GigCapital4, Inc. Common stock
GIG
$9.15M 0.27%
928,029
+58,773
+7% +$578K
GLAQ
86
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$9.1M 0.27%
905,397
+118,604
+15% +$1.19M
BWAC
87
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$9.07M 0.27%
900,008
+184,907
+26% +$1.85M
AENT icon
88
Alliance Entertainment
AENT
$290M
$9M 0.27%
918,506
-2,600
-0.3% -$25.3K
REVB icon
89
Revelation Biosciences
REVB
$4.3M
$8.85M 0.26%
4
– –
OTRA
90
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$8.84M 0.26%
878,839
+28,788
+3% +$289K
EWJ icon
91
iShares MSCI Japan ETF
EWJ
$22.8B
$8.68M 0.26%
123,545
+12,930
+12% +$895K
MGF
92
Aberdeen Government Markets Income Fund
MGF
$91.9M
$8.65M 0.26%
2,002,557
-1,213,618
-38% -$5.35M
ACKIT
93
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
$8.56M 0.25%
853,149
+252,256
+42% +$2.52M
WARR
94
DELISTED
Warrior Technologies Acquisition Company
WARR
$8.03M 0.24%
818,489
+42,200
+5% +$411K
RUM icon
95
RUM Group Inc
RUM
$1.84B
$7.98M 0.24%
821,604
-1,000
-0.1% -$9.71K
GRDI
96
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$7.95M 0.24%
815,722
-5,900
-0.7% -$57.1K
MVF
97
DELISTED
BlackRock MuniVest Fund
MVF
$7.76M 0.23%
819,116
-249,528
-23% -$2.43M
ESLA icon
98
Estrella Immunopharma
ESLA
$31.8M
$7.71M 0.23%
+778,400
New +$7.66M
BOE icon
99
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$7.65M 0.23%
652,915
-122,526
-16% -$1.52M
OSTR
100
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$7.62M 0.23%
781,075
-8,700
-1% -$84.3K
2 3
4
5 6

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.