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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.31B
AUM Growth
+$127M
Cap. Flow
+$91.6M
Cap. Flow %
2.77%
Top 10 Hldgs %
30.08%
Holding
369
New
149
Increased
61
Reduced
79
Closed
68

Top Buys

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$75.3M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$63.4M
3
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$34.3M
4
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$30M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$29.8M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$103M
2
LCID icon
Lucid Motors
LCID
+$70.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$58.2M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.5M
5
FFAI
Faraday Future Intelligent Electric
FFAI
+$42.3M

Sector Composition

Rank Sector Weight
1 Financials 9.25%
2 Healthcare 2.95%
3 Industrials 2.83%
4 Communication Services 1.69%
5 Technology 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
76
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
$11.4M 0.34%
41,426
-37,941
-48% -$10.7M
EFG icon
77
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$11.3M 0.34%
112,778
-81,661
-42% -$8.3M
JCE icon
78
Nuveen Core Equity Alpha Fund
JCE
$291M
$11.2M 0.34%
735,914
+10,145
+1% +$147K
YSAC
79
DELISTED
Yellowstone Acquisition Company
YSAC
$11M 0.33%
1,107,145
+880,909
+389% +$9.03M
IWM icon
80
iShares Russell 2000 ETF
IWM
$81.8B
$10.9M 0.33%
+49,145
New +$10.7M
HTD
81
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$902M
$10.7M 0.32%
455,154
-18,210
-4% -$393K
LFLY
82
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$10.4M 0.32%
52,865
-12,653
-19% -$2.61M
AMAOU
83
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
$10.4M 0.32%
+1,046,347
New +$10.4M
EWC icon
84
iShares MSCI Canada ETF
EWC
$6.48B
$10.2M 0.31%
298,987
+1,452
+0.5% +$47.6K
MVF
85
DELISTED
BlackRock MuniVest Fund
MVF
$10.2M 0.31%
1,092,744
+2,916
+0.3% +$26.7K
EXG icon
86
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$10.1M 0.31%
1,091,149
-207,460
-16% -$1.86M
VBR icon
87
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$9.98M 0.3%
+60,250
New +$9.49M
PTK
88
DELISTED
PTK Acquisition Corp.
PTK
$9.87M 0.3%
1,002,019
-6,202
-0.6% -$63.1K
VHAQ
89
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$9.73M 0.29%
+991,338
New +$9.9M
GF
90
New Germany Fund
GF
$188M
$9.58M 0.29%
484,580
-149,441
-24% -$2.97M
CII icon
91
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$9.31M 0.28%
482,140
-32,726
-6% -$600K
KWAC
92
DELISTED
Kingswood Acquisition Corp.
KWAC
$9.24M 0.28%
+929,939
New +$9.34M
MLAC
93
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$9.01M 0.27%
912,654
-8,269
-0.9% -$83.5K
SCLX icon
94
Scilex Holding
SCLX
$47.5M
$8.76M 0.26%
+25,325
New +$8.77M
JOF
95
Japan Smaller Capitalization Fund
JOF
$352M
$8.69M 0.26%
933,944
-69,999
-7% -$641K
AENT icon
96
Alliance Entertainment
AENT
$293M
$8.28M 0.25%
+859,864
New +$8.3M
CFVIU
97
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$8.19M 0.25%
+825,804
New +$8.37M
ENPC
98
DELISTED
Executive Network Partnering Corporation
ENPC
$8.13M 0.25%
836,010
+334
+0% +$3.35K
ADX icon
99
Adams Diversified Equity Fund
ADX
$3.28B
$8.12M 0.25%
444,419
-6,265
-1% -$111K
FLME.U
100
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
$7.95M 0.24%
+800,202
New +$7.99M
2 3
4
5 6

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Karpus Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Karpus Investment Management held 369 positions worth $3.31B, up 4% from $3.18B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Karpus Investment Management's Q1 2021 filing shows 149 new, 61 increased, 79 reduced and 68 closed positions. Its largest new stake was DNP Select Income Fund: 7,367,620 shares worth $72.8M. The largest sale was Duff & Phelps Utility & Corporate Bond Trust, an estimated $103M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, up from 8.6% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q1 2021 buy was DNP Select Income Fund: 7,367,620 shares worth $72.8M.
  • Karpus Investment Management added most to Vanguard Long-Term Bond ETF in Q1 2021, an estimated $63.4M increase.
  • Karpus Investment Management's biggest Q1 2021 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $58.2M.
  • Karpus Investment Management fully exited Duff & Phelps Utility & Corporate Bond Trust in Q1 2021, selling an estimated $103M.
  • Karpus Investment Management's ten largest holdings make up 30% of its $3.31B portfolio in Q1 2021.
  • Karpus Investment Management opened 149 new positions and closed 68 in Q1 2021.
  • Karpus Investment Management's portfolio value rose 4% quarter-over-quarter to $3.31B.

Based on Karpus Investment Management's 13F filing for Q1 2021, filed 17 May 2021.