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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIY icon
76
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$8.79M 0.34%
625,903
-3,900
-0.6% -$55.1K
DTF
77
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$8.64M 0.33%
596,874
+272,470
+84% +$3.82M
RIDE
78
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$8.59M 0.33%
+58,333
New +$8.59M
MVST icon
79
Microvast
MVST
$288M
$8.19M 0.31%
835,850
+245,800
+42% +$2.43M
SEGG
80
Sports Entertainment Gaming Global Corp
SEGG
$8.21M
$8.15M 0.31%
561
-2
-0.4% -$29.1K
WIW
81
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$7.91M 0.3%
713,848
-28,525
-4% -$319K
BTCT icon
82
BTC Digital
BTCT
$7.53M
$7.82M 0.3%
1,283
+333
+35% +$2.02M
NAC icon
83
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$7.74M 0.3%
516,394
-501,343
-49% -$7.46M
NIE
84
Virtus Equity & Convertible Income Fund
NIE
$734M
$7.5M 0.29%
347,259
-13,913
-4% -$303K
JEQ
85
DELISTED
abrdn Japan Equity Fund
JEQ
$7.16M 0.27%
983,547
+111,781
+13% +$793K
STNL
86
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$6.99M 0.27%
680,175
+124,550
+22% +$1.27M
ALTG icon
87
Alta Equipment Group
ALTG
$241M
$6.73M 0.26%
+679,483
New +$6.67M
HQH
88
abrdn Healthcare Investors
HQH
$1.32B
$6.61M 0.25%
360,172
-3,829
-1% -$73.8K
BOE icon
89
BlackRock Enhanced Global Dividend Trust
BOE
$689M
$6.59M 0.25%
631,783
-5,517
-0.9% -$57.4K
LVOX
90
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$6.38M 0.24%
+648,725
New +$6.37M
BGY icon
91
BlackRock Enhanced International Dividend Trust
BGY
$532M
$6.35M 0.24%
1,169,410
+61,953
+6% +$339K
ACWI icon
92
iShares MSCI ACWI ETF
ACWI
$33.4B
$6.2M 0.24%
84,010
+68,755
+451% +$5.04M
NIQ
93
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$6.08M 0.23%
444,635
-2,714
-0.6% -$36.9K
THQ
94
abrdn Healthcare Opportunities Fund
THQ
$803M
$5.84M 0.22%
334,645
-109,338
-25% -$1.92M
LOR
95
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$5.8M 0.22%
621,043
-424,572
-41% -$4.07M
BNY
96
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.32M 0.2%
375,773
-26,771
-7% -$373K
MUS
97
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$5.22M 0.2%
408,234
– –
FRMM
98
Forum Markets
FRMM
$82.3M
$5.21M 0.2%
130
– –
NKX icon
99
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$659M
$5.09M 0.19%
336,607
-101,154
-23% -$1.53M
MQY icon
100
BlackRock MuniYield Quality Fund
MQY
$815M
$4.87M 0.19%
323,709
-34,076
-10% -$505K
2 3
4
5 6

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.