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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.48B
AUM Growth
+$191M
Cap. Flow
+$185M
Cap. Flow %
7.48%
Top 10 Hldgs %
45.68%
Holding
212
New
35
Increased
65
Reduced
68
Closed
18

Top Buys

Rank Stock Value
1
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$42.3M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$25.5M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$23.2M
4
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
+$23.1M
5
SEGG
Sports Entertainment Gaming Global Corp
SEGG
+$15.8M

Top Sells

Rank Stock Value
1
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$24.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10M
4
HFFG icon
HF Foods Group
HFFG
+$8.79M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$7.68M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.03%
2 Technology 2.84%
3 Real Estate 1.72%
4 Industrials 1.33%
5 Communication Services 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
76
Invesco Quality Municipal Securities
IQI
$532M
$6.31M 0.25%
544,889
-465,838
-46% -$5.55M
THQ
77
abrdn Healthcare Opportunities Fund
THQ
$804M
$6.16M 0.25%
328,581
-1,110
-0.3% -$20.1K
EVM
78
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6.16M 0.25%
618,027
+384,371
+165% +$3.94M
ID
79
DELISTED
PARTS iD, Inc.
ID
$6.11M 0.25%
629,600
+5,800
+0.9% +$56K
NBB icon
80
Nuveen Taxable Municipal Income Fund
NBB
$454M
$5.97M 0.24%
298,342
-15,075
-5% -$309K
BCAC
81
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$5.61M 0.23%
549,602
-475
-0.1% -$4.82K
NHA
82
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$5.4M 0.22%
571,867
+134,218
+31% +$1.27M
WINR
83
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
$5.22M 0.21%
513,892
-1,083
-0.2% -$11K
MYN icon
84
BlackRock MuniYield New York Quality Fund
MYN
$377M
$5.11M 0.21%
443,802
+320,725
+261% +$3.8M
HTY
85
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$4.7M 0.19%
+633,740
New +$5.23M
BFZ
86
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$4.68M 0.19%
+378,837
New +$4.82M
IIF
87
Morgan Stanley India Investment Fund
IIF
$220M
$4.58M 0.18%
195,077
+153,965
+375% +$4.04M
VGM icon
88
Invesco Trust Investment Grade Municipals
VGM
$565M
$4.4M 0.18%
+370,069
New +$4.49M
RPAY icon
89
Repay Holdings
RPAY
$315M
$4.39M 0.18%
+451,850
New +$4.38M
AFB
90
AllianceBernstein National Municipal Income Fund
AFB
$316M
$4.26M 0.17%
343,841
-1,500
-0.4% -$18.8K
ACWX icon
91
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$4.06M 0.16%
85,219
-7,125
-8% -$339K
MNP
92
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$3.79M 0.15%
275,188
+126,641
+85% +$1.78M
JHS
93
John Hancock Income Securities Trust
JHS
$127M
$3.74M 0.15%
279,899
+114,049
+69% +$1.54M
BKN
94
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$3.62M 0.15%
272,955
-58,812
-18% -$820K
VBF icon
95
Invesco Bond Fund
VBF
$168M
$3.55M 0.14%
201,655
+16,406
+9% +$291K
BNY
96
DELISTED
BlackRock New York Municipal Income Trust
BNY
$3.54M 0.14%
291,754
+187,737
+180% +$2.34M
SUB icon
97
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.15M 0.13%
30,098
-9,750
-24% -$1.02M
MFL
98
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.11M 0.13%
+248,412
New +$3.16M
BROG
99
DELISTED
Brooge Energy
BROG
$3.04M 0.12%
+317,325
New +$3.04M
MSF
100
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.03M 0.12%
194,294
-2,435
-1% -$39K
2 3
4
5 6

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Karpus Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Karpus Investment Management held 212 positions worth $2.48B, up 8.4% from $2.29B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Karpus Investment Management deployed $185M of net new capital in Q3 2018, opening 35 new positions and adding to 65 existing holdings. Its largest new stake was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3% of assets, up from 1.2% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $15.8M trimmed.

  • Karpus Investment Management's largest Q3 2018 buy was Broadmark Realty Capital Inc. Common Stock: 4,312,825 shares worth $42.4M.
  • Karpus Investment Management added most to BlackRock MuniYield Quality Fund III in Q3 2018, an estimated $13.1M increase.
  • Karpus Investment Management's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $15.8M.
  • Karpus Investment Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $24.2M.
  • Karpus Investment Management's ten largest holdings make up 46% of its $2.48B portfolio in Q3 2018.
  • Karpus Investment Management opened 35 new positions and closed 18 in Q3 2018.
  • Karpus Investment Management's portfolio value rose 8.4% quarter-over-quarter to $2.48B.

Based on Karpus Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.