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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
-2.94%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.74B
AUM Growth
-$152M
Cap. Flow
+$48.8M
Cap. Flow %
2.81%
Top 10 Hldgs %
29.03%
Holding
180
New
24
Increased
58
Reduced
62
Closed
31

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$24.4M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$23.4M
3
EIM
Eaton Vance Municipal Bond Fund
EIM
+$21.4M
4
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$18.7M
5
EWJ icon
iShares MSCI Japan ETF
EWJ
+$15.1M

Top Sells

Rank Stock Value
1
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$25.8M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$19.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.4M
4
HEWJ icon
iShares Currency Hedged MSCI Japan ETF
HEWJ
+$14.1M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.07%
2 Financials 5.13%
3 Industrials 1.58%
4 Energy 1.13%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
76
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$7.72M 0.44%
627,829
-353,269
-36% -$4.5M
BHAC
77
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$7.68M 0.44%
755,868
-62,598
-8% -$636K
ACWX icon
78
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
$7.64M 0.44%
189,726
+100
+0.1% +$4.05K
DSKE
79
DELISTED
Daseke, Inc. Common Stock
DSKE
$7.57M 0.44%
750,975
+299,155
+66% +$2.96M
EIV
80
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$7.26M 0.42%
590,185
-8,098
-1% -$102K
IEA
81
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
$6.9M 0.4%
+707,950
New +$6.85M
JEQ
82
DELISTED
abrdn Japan Equity Fund
JEQ
$6.38M 0.37%
866,047
+49,961
+6% +$395K
JHS
83
John Hancock Income Securities Trust
JHS
$123M
$5.7M 0.33%
406,847
-142,769
-26% -$2.01M
ISUN
84
DELISTED
iSun, Inc. Common Stock
ISUN
$5.46M 0.31%
536,575
+25,850
+5% +$261K
NVG icon
85
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.44B
$5.11M 0.29%
353,419
-905,707
-72% -$13.3M
AFB
86
AllianceBernstein National Municipal Income Fund
AFB
$292M
$4.75M 0.27%
359,570
-29,463
-8% -$401K
NUO
87
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$4.54M 0.26%
312,779
+29,754
+11% +$449K
EEA
88
European Equity Fund
EEA
$73.1M
$4.32M 0.25%
559,301
-24,309
-4% -$184K
RMNI icon
89
Rimini Street
RMNI
$423M
$4.1M 0.24%
+413,825
New +$4.09M
IGD
90
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$508M
$3.64M 0.21%
537,430
-511,752
-49% -$3.57M
EOD
91
Allspring Global Dividend Opportunity Fund
EOD
$275M
$3.57M 0.21%
655,100
-645,959
-50% -$3.5M
MGU
92
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.46M 0.2%
175,447
+33,714
+24% +$673K
CHN
93
DELISTED
China Fund
CHN
$3.37M 0.19%
224,097
+22,543
+11% +$356K
VBF icon
94
Invesco Bond Fund
VBF
$165M
$3.2M 0.18%
172,991
-270,757
-61% -$5.06M
IGA
95
Voya Global Advantage and Premium Opportunity Fund
IGA
$163M
$3.08M 0.18%
+313,778
New +$3.06M
ETG
96
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.77B
$3.05M 0.18%
+217,072
New +$3.09M
AGD
97
abrdn Global Dynamic Dividend Fund
AGD
$309M
$2.92M 0.17%
332,698
+26,933
+9% +$230K
SGF
98
DELISTED
Aberdeen Singapore Fund
SGF
$2.9M 0.17%
334,882
-69,180
-17% -$624K
VKQ icon
99
Invesco Municipal Trust
VKQ
$509M
$2.74M 0.16%
223,267
+181,167
+430% +$2.28M
INB
100
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$2.71M 0.16%
317,667
+243,850
+330% +$2.1M
2 3
4
5 6

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Karpus Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Karpus Investment Management held 180 positions worth $1.74B, down 8% from $1.89B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Karpus Investment Management's Q4 2016 filing shows 24 new, 58 increased, 62 reduced and 31 closed positions. Its largest new stake was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M. The largest sale was NUVEEN GLOBAL EQUITY INCOME FUND, an estimated $25.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Financials and Industrials.

  • Karpus Investment Management's largest Q4 2016 buy was iShares Short-Term National Muni Bond ETF: 222,000 shares worth $23.3M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $24.4M increase.
  • Karpus Investment Management's biggest Q4 2016 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $18.4M.
  • Karpus Investment Management fully exited NUVEEN GLOBAL EQUITY INCOME FUND in Q4 2016, selling an estimated $25.8M.
  • Karpus Investment Management's ten largest holdings make up 29% of its $1.74B portfolio in Q4 2016.
  • Karpus Investment Management opened 24 new positions and closed 31 in Q4 2016.
  • Karpus Investment Management's portfolio value fell 8% quarter-over-quarter to $1.74B.

Based on Karpus Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.