We are live on ! Find out more
KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.1%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.2B
AUM Growth
-$26.6M
Cap. Flow
-$55.2M
Cap. Flow %
-2.51%
Top 10 Hldgs %
31.17%
Holding
226
New
24
Increased
62
Reduced
88
Closed
37

Top Buys

Rank Stock Value
1
NEXT icon
NextDecade
NEXT
+$15.3M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$13.5M
3
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$11.9M
4
BKT icon
BlackRock Income Trust
BKT
+$10.5M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$10.3M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.3M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$20.3M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$18.9M
4
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$11.3M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 2.36%
2 Energy 0.74%
3 Industrials 0.57%
4 Consumer Discretionary 0.11%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
76
Allspring Global Dividend Opportunity Fund
EOD
$286M
$8.73M 0.4%
1,462,760
-27,491
-2% -$155K
NXZ
77
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$8.67M 0.39%
584,044
-195,818
-25% -$2.84M
CLAC
78
DELISTED
Capitol Acquisition Corp. III
CLAC
$8.45M 0.38%
+867,976
New +$8.32M
ACWX icon
79
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$8.3M 0.38%
210,371
-34,749
-14% -$1.3M
EACQ
80
DELISTED
Easterly Acquisition Corp
EACQ
$8.29M 0.38%
+854,700
New +$8.24M
JCE icon
81
Nuveen Core Equity Alpha Fund
JCE
$288M
$7.9M 0.36%
579,747
+303,072
+110% +$4M
MSP
82
DELISTED
Madison Strategic Sector
MSP
$7.72M 0.35%
685,544
+258,311
+60% +$2.75M
SPY icon
83
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$7.58M 0.34%
36,895
+28,765
+354% +$5.61M
PHF
84
DELISTED
Pacholder High Yield
PHF
$6.34M 0.29%
998,560
+314,148
+46% +$1.9M
NPI
85
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$5.7M 0.26%
391,476
-134,668
-26% -$1.92M
NXDT
86
NexPoint Diversified Real Estate Trust
NXDT
$238M
$5.53M 0.25%
306,620
+2,495
+0.8% +$45.4K
QQQX icon
87
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$5.53M 0.25%
299,153
-151,571
-34% -$2.66M
NUO
88
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$5.12M 0.23%
327,248
+34,570
+12% +$533K
EEA
89
European Equity Fund
EEA
$76.6M
$4.85M 0.22%
616,486
-19,076
-3% -$144K
MCN
90
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.78M 0.22%
639,376
+333,207
+109% +$2.39M
MIY icon
91
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$4.73M 0.22%
324,823
-103,778
-24% -$1.48M
JEQ
92
DELISTED
abrdn Japan Equity Fund
JEQ
$4.72M 0.21%
643,348
+59,158
+10% +$417K
LOR
93
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$4.64M 0.21%
514,439
+158,725
+45% +$1.32M
WEA
94
Western Asset Premier Bond Fund
WEA
$124M
$4.31M 0.2%
343,642
-287,715
-46% -$3.45M
DNI
95
DELISTED
Dividend and Income Fund
DNI
$4.2M 0.19%
376,379
+157,399
+72% +$1.64M
CSI
96
DELISTED
Cutwater Select Income Fund
CSI
$3.93M 0.18%
205,179
-183,966
-47% -$3.43M
SGF
97
DELISTED
Aberdeen Singapore Fund
SGF
$3.87M 0.18%
430,777
-10,079
-2% -$83.2K
BHAC
98
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$3.76M 0.17%
+379,058
New +$3.73M
VGM icon
99
Invesco Trust Investment Grade Municipals
VGM
$564M
$3.48M 0.16%
248,895
-442,805
-64% -$6.05M
IHD
100
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$3.35M 0.15%
433,128
+23,868
+6% +$165K
2 3
4
5 6

Similar funds

YCM
Yaupon Capital Management New York $3.2B AUM 46.52% 1-Year Est. Return
SC
SummitTX Capital Fort Worth, Texas $3.2B AUM 41.22% 1-Year Est. Return
HCM
Himalaya Capital Management Seattle, Washington $3.2B AUM 32.2% 1-Year Est. Return
BIG
Brooklyn Investment Group Brooklyn, New York $3.2B AUM 26.32% 1-Year Est. Return
SYBT
Stock Yards Bank & Trust Louisville, Kentucky $3.21B AUM 22.76% 1-Year Est. Return
EWA
Exencial Wealth Advisors Oklahoma City, Oklahoma $3.22B AUM 20.17% 1-Year Est. Return
DCM
DME Capital Management New York $3.19B AUM 23.22% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return

Karpus Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Karpus Investment Management held 226 positions worth $2.2B, down 1.2% from $2.23B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q1 2016 filing shows 24 new, 62 increased, 88 reduced and 37 closed positions. Its largest new stake was NextDecade: 1,551,668 shares worth $15.4M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $22.3M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 1.8% a quarter earlier, followed by Energy and Industrials.

  • Karpus Investment Management's largest Q1 2016 buy was NextDecade: 1,551,668 shares worth $15.4M.
  • Karpus Investment Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2016, an estimated $13.5M increase.
  • Karpus Investment Management's biggest Q1 2016 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $22.3M.
  • Karpus Investment Management fully exited Vanguard Morningstar Mid-Cap ETF in Q1 2016, selling an estimated $18.9M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.2B portfolio in Q1 2016.
  • Karpus Investment Management opened 24 new positions and closed 37 in Q1 2016.
  • Karpus Investment Management's portfolio value fell 1.2% quarter-over-quarter to $2.2B.

Based on Karpus Investment Management's 13F filing for Q1 2016, filed 13 May 2016.