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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.23B
AUM Growth
+$73M
Cap. Flow
+$22.1M
Cap. Flow %
0.99%
Top 10 Hldgs %
30.64%
Holding
222
New
18
Increased
84
Reduced
81
Closed
20

Top Buys

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$19.2M
2
ZTR
Virtus Total Return Fund
ZTR
+$17.2M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$17M
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$15.9M
5
ZF
Virtus Total Return Fund Inc.
ZF
+$15.2M

Top Sells

Rank Stock Value
1
MTS
MONTGOMERY STR INCOME SECS
MTS
+$41.2M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$23.6M
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$23.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$22.5M
5
GGZ
Gabelli Global Small and Mid-Cap Value Trust
GGZ
+$16M

Sector Composition

Rank Sector Weight
1 Financials 1.79%
2 Industrials 0.51%
3 Consumer Staples 0.09%
4 Energy 0.04%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
76
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$8.73M 0.39%
450,724
-106,160
-19% -$2.03M
BSV icon
77
Vanguard Short-Term Bond ETF
BSV
$45.6B
$8.58M 0.39%
107,840
+35,250
+49% +$2.82M
ENX
78
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$8.06M 0.36%
614,010
-37,208
-6% -$476K
WEA
79
Western Asset Premier Bond Fund
WEA
$124M
$7.68M 0.34%
631,357
-13,941
-2% -$176K
NPM
80
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$7.58M 0.34%
524,289
-87,670
-14% -$1.22M
NPI
81
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$7.42M 0.33%
526,144
-425
-0.1% -$5.8K
VEA icon
82
Vanguard FTSE Developed Markets ETF
VEA
$237B
$7.23M 0.32%
196,881
-108,332
-35% -$4.06M
ETJ
83
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$7.13M 0.32%
702,254
-2,138
-0.3% -$21.7K
CSI
84
DELISTED
Cutwater Select Income Fund
CSI
$7.11M 0.32%
389,145
-295,751
-43% -$5.58M
NXDT
85
NexPoint Diversified Real Estate Trust
NXDT
$238M
$6.22M 0.28%
+304,125
New +$6.8M
MIY icon
86
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$5.98M 0.27%
428,601
+301,014
+236% +$4.06M
MUE
87
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$5.64M 0.25%
414,803
-331,302
-44% -$4.42M
BGY icon
88
BlackRock Enhanced International Dividend Trust
BGY
$529M
$5.44M 0.24%
871,291
+516,915
+146% +$3.25M
FFA
89
First Trust Enhanced Equity Income Fund
FFA
$467M
$5.17M 0.23%
391,444
+374,957
+2,274% +$5.01M
EEA
90
European Equity Fund
EEA
$76.6M
$5.12M 0.23%
635,562
-14,173
-2% -$115K
MSP
91
DELISTED
Madison Strategic Sector
MSP
$4.6M 0.21%
427,233
+198,379
+87% +$2.19M
JEQ
92
DELISTED
abrdn Japan Equity Fund
JEQ
$4.5M 0.2%
584,190
+38,955
+7% +$294K
NUO
93
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$4.47M 0.2%
292,678
+237,287
+428% +$3.5M
PHF
94
DELISTED
Pacholder High Yield
PHF
$4.15M 0.19%
684,412
+674,252
+6,636% +$4.29M
BTT icon
95
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$4.04M 0.18%
187,060
-61,550
-25% -$1.29M
JCE icon
96
Nuveen Core Equity Alpha Fund
JCE
$288M
$3.95M 0.18%
276,675
-52,125
-16% -$744K
VKI icon
97
Invesco Advantage Municipal Income Trust II
VKI
$401M
$3.93M 0.18%
333,241
-56,050
-14% -$641K
JLS icon
98
Nuveen Mortgage and Income Fund
JLS
$94.7M
$3.91M 0.18%
171,975
-1,225
-0.7% -$27.7K
ETX
99
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$3.85M 0.17%
208,364
– –
SGF
100
DELISTED
Aberdeen Singapore Fund
SGF
$3.77M 0.17%
440,856
-102,668
-19% -$923K
2 3
4
5 6

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Karpus Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Karpus Investment Management held 222 positions worth $2.23B, up 3.4% from $2.15B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Karpus Investment Management's Q4 2015 filing shows 18 new, 84 increased, 81 reduced and 20 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M. The largest sale was MONTGOMERY STR INCOME SECS, an estimated $41.2M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • Karpus Investment Management's largest Q4 2015 buy was BlackRock Science and Technology Trust: 1,137,457 shares worth $19.5M.
  • Karpus Investment Management added most to Virtus Total Return Fund in Q4 2015, an estimated $17.2M increase.
  • Karpus Investment Management's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $23.6M.
  • Karpus Investment Management fully exited MONTGOMERY STR INCOME SECS in Q4 2015, selling an estimated $41.2M.
  • Karpus Investment Management's ten largest holdings make up 31% of its $2.23B portfolio in Q4 2015.
  • Karpus Investment Management opened 18 new positions and closed 20 in Q4 2015.
  • Karpus Investment Management's portfolio value rose 3.4% quarter-over-quarter to $2.23B.

Based on Karpus Investment Management's 13F filing for Q4 2015, filed 12 Feb 2016.