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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.58%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.8B
AUM Growth
+$231M
Cap. Flow
+$169M
Cap. Flow %
9.42%
Top 10 Hldgs %
38.34%
Holding
225
New
35
Increased
110
Reduced
54
Closed
20

Top Buys

Rank Stock Value
1
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$23.7M
2
VKQ icon
Invesco Municipal Trust
VKQ
+$23.4M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.5M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$16.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$16.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$46.4M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$36.7M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$34.4M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$16.4M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.92%
2 Financials 16.46%
3 Industrials 0.46%
4 Technology 0.08%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFA
76
First Trust Enhanced Equity Income Fund
FFA
$455M
$5.74M 0.32%
430,652
+376,103
+689% +$4.88M
SGF
77
DELISTED
Aberdeen Singapore Fund
SGF
$5.42M 0.3%
424,665
+7,125
+2% +$93.4K
BOE icon
78
BlackRock Enhanced Global Dividend Trust
BOE
$679M
$5.39M 0.3%
359,999
+22,835
+7% +$331K
VKI icon
79
Invesco Advantage Municipal Income Trust II
VKI
$375M
$5.33M 0.3%
+506,141
New +$5.25M
BTT icon
80
BlackRock Municipal 2030 Target Term Trust
BTT
$1.41B
$5.31M 0.3%
+310,256
New +$5.37M
APB
81
DELISTED
Asia Pacific Fund
APB
$4.94M 0.27%
470,046
+21,315
+5% +$224K
EVG
82
Eaton Vance Short Duration Diversified Income Fund
EVG
$138M
$4.93M 0.27%
322,940
+132,438
+70% +$2.02M
TDF
83
Templeton Dragon Fund
TDF
$257M
$4.92M 0.27%
190,181
+17,353
+10% +$463K
MTS
84
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$4.79M 0.27%
308,513
+60,792
+25% +$965K
IRL
85
DELISTED
NEW IRELAND FUND INC
IRL
$4.73M 0.26%
368,714
+113,035
+44% +$1.39M
BWG
86
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$123M
$4.64M 0.26%
275,213
+136,667
+99% +$2.3M
LGI
87
Lazard Global Total Return & Income Fund
LGI
$225M
$4.47M 0.25%
253,435
+46,044
+22% +$786K
NBD
88
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.3M 0.24%
221,279
+81,234
+58% +$1.54M
EVM
89
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$4.27M 0.24%
417,883
+104,580
+33% +$1.06M
DXJ icon
90
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$4.2M 0.23%
82,607
+29,102
+54% +$1.41M
JFC
91
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$4.12M 0.23%
272,020
-4,045
-1% -$61.2K
IFN
92
Aberdeen India Fund
IFN
$473M
$4.02M 0.22%
201,165
+34,071
+20% +$692K
CHN
93
DELISTED
China Fund
CHN
$4.01M 0.22%
192,893
+13,560
+8% +$305K
DTF
94
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$3.78M 0.21%
+269,899
New +$3.78M
NRK icon
95
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$846M
$3.7M 0.21%
301,088
+119,334
+66% +$1.44M
STEW
96
SRH Total Return Fund
STEW
$1.76B
$3.57M 0.2%
443,955
+147,637
+50% +$1.16M
MSF
97
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.55M 0.2%
229,130
+28,286
+14% +$434K
PAI
98
Western Asset Investment Grade Income Fund
PAI
$111M
$3.49M 0.19%
264,836
+149,523
+130% +$1.92M
NID
99
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.37M 0.19%
293,173
+47,936
+20% +$539K
IGD
100
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$504M
$3.28M 0.18%
+366,450
New +$3.29M
2 3
4
5 6

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Karpus Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Karpus Investment Management held 225 positions worth $1.8B, up 15% from $1.57B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Karpus Investment Management deployed $169M of net new capital in Q4 2013, opening 35 new positions and adding to 110 existing holdings. Its largest new stake was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 85% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $46.4M trimmed.

  • Karpus Investment Management's largest Q4 2013 buy was Eaton Vance Municipal Bond Fund: 1,077,322 shares worth $12.2M.
  • Karpus Investment Management added most to BlackRock Enhanced Equity Dividend Trust in Q4 2013, an estimated $23.7M increase.
  • Karpus Investment Management's biggest Q4 2013 reduction was SPDR Gold Trust, cutting an estimated $46.4M.
  • Karpus Investment Management fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2013, selling an estimated $34.4M.
  • Karpus Investment Management's ten largest holdings make up 38% of its $1.8B portfolio in Q4 2013.
  • Karpus Investment Management opened 35 new positions and closed 20 in Q4 2013.
  • Karpus Investment Management's portfolio value rose 15% quarter-over-quarter to $1.8B.

Based on Karpus Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.