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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$1.57B
AUM Growth
+$136M
Cap. Flow
+$87.2M
Cap. Flow %
5.56%
Top 10 Hldgs %
41.33%
Holding
200
New
33
Increased
105
Reduced
42
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.4M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$18M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$14.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.3M
5
BNA
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
+$7.22M

Top Sells

Rank Stock Value
1
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$51.1M
2
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$42.9M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$19.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.6M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.08M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.26%
2 Financials 14.08%
3 Industrials 0.47%
4 Technology 0.08%
5 Real Estate 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
76
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$4.01M 0.26%
33,042
+1,625
+5% +$196K
CHN
77
DELISTED
China Fund
CHN
$3.89M 0.25%
179,333
+84,087
+88% +$1.77M
MTS
78
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$3.89M 0.25%
247,721
+113,840
+85% +$1.79M
VBF icon
79
Invesco Bond Fund
VBF
$164M
$3.78M 0.24%
215,450
+168,593
+360% +$2.97M
ITM icon
80
VanEck Intermediate Muni ETF
ITM
$2.02B
$3.53M 0.23%
79,168
– –
LGI
81
Lazard Global Total Return & Income Fund
LGI
$225M
$3.47M 0.22%
207,391
+31,803
+18% +$526K
NIQ
82
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.29M 0.21%
286,442
+206,580
+259% +$2.39M
EVM
83
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$3.24M 0.21%
313,303
+63,710
+26% +$647K
IFN
84
Aberdeen India Fund
IFN
$473M
$3.2M 0.2%
167,094
+12,743
+8% +$246K
IRL
85
DELISTED
NEW IRELAND FUND INC
IRL
$3.01M 0.19%
255,679
+136,522
+115% +$1.55M
MSF
86
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$3.01M 0.19%
200,844
+35,357
+21% +$522K
EVG
87
Eaton Vance Short Duration Diversified Income Fund
EVG
$138M
$2.95M 0.19%
+190,502
New +$2.94M
ICB
88
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$2.94M 0.19%
176,649
+139,371
+374% +$2.31M
BBN icon
89
BlackRock Taxable Municipal Bond Trust
BBN
$923M
$2.91M 0.19%
154,861
-25,186
-14% -$486K
EWH icon
90
iShares MSCI Hong Kong ETF
EWH
$1.16B
$2.87M 0.18%
143,072
+3,720
+3% +$71.7K
BTZ icon
91
BlackRock Credit Allocation Income Trust
BTZ
$903M
$2.86M 0.18%
219,320
-21,832
-9% -$275K
NMO
92
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$2.85M 0.18%
232,310
+139,564
+150% +$1.69M
NID
93
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.81M 0.18%
+245,237
New +$2.85M
CSI
94
DELISTED
Cutwater Select Income Fund
CSI
$2.62M 0.17%
147,063
+135,380
+1,159% +$2.41M
NBD
95
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$2.6M 0.17%
140,045
+51,728
+59% +$990K
DXJ icon
96
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$2.56M 0.16%
53,505
+19,010
+55% +$892K
EWZ icon
97
iShares MSCI Brazil ETF
EWZ
$8.59B
$2.55M 0.16%
53,278
-5,251
-9% -$233K
MIN
98
Aberdeen Intermediate Income Fund
MIN
$265M
$2.53M 0.16%
476,012
+456,137
+2,295% +$2.42M
BWG
99
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$123M
$2.32M 0.15%
138,546
+94,952
+218% +$1.61M
STEW
100
SRH Total Return Fund
STEW
$1.76B
$2.26M 0.14%
296,318
+239,983
+426% +$1.84M
2 3
4
5 6

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TC
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CI
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ATC
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NBS
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SYBT
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Karpus Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Karpus Investment Management held 200 positions worth $1.57B, up 9.5% from $1.43B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Karpus Investment Management deployed $87.2M of net new capital in Q3 2013, opening 33 new positions and adding to 105 existing holdings. Its largest new stake was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 88% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco National AMT-Free Municipal Bond ETF, an estimated $51.1M trimmed.

  • Karpus Investment Management's largest Q3 2013 buy was Eaton Vance Short Duration Diversified Income Fund: 190,502 shares worth $2.95M.
  • Karpus Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $19.4M increase.
  • Karpus Investment Management's biggest Q3 2013 reduction was Invesco National AMT-Free Municipal Bond ETF, cutting an estimated $51.1M.
  • Karpus Investment Management fully exited Invesco Taxable Municipal Bond ETF in Q3 2013, selling an estimated $19.4M.
  • Karpus Investment Management's ten largest holdings make up 41% of its $1.57B portfolio in Q3 2013.
  • Karpus Investment Management opened 33 new positions and closed 10 in Q3 2013.
  • Karpus Investment Management's portfolio value rose 9.5% quarter-over-quarter to $1.57B.

Based on Karpus Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.