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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-6.42%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.98B
AUM Growth
-$207M
Cap. Flow
-$1.11M
Cap. Flow %
-0.04%
Top 10 Hldgs %
38.54%
Holding
329
New
13
Increased
66
Reduced
149
Closed
54

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$25.8M
3
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$16.9M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$10.5M
5
USAR
USA Rare Earth Inc
USAR
+$10.3M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$16.8M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.5M
3
ABX
Abacus Global Management
ABX
+$9.87M
4
AIO
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
+$9.37M
5
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$8.35M

Sector Composition

Rank Sector Weight
1 Financials 9.43%
2 Technology 1.6%
3 Industrials 0.91%
4 Materials 0.57%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
51
Aberdeen Intermediate Income Fund
MIN
$280M
$13.7M 0.46%
5,119,384
-144,154
-3% -$393K
BND icon
52
Vanguard Total Bond Market
BND
$161B
$12.5M 0.42%
179,729
-22,490
-11% -$1.61M
VMO icon
53
Invesco Municipal Opportunity Trust
VMO
$660M
$12.1M 0.41%
1,473,696
+142,880
+11% +$1.31M
EFAV icon
54
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$11.2M 0.38%
171,797
-37,105
-18% -$2.49M
FTII
55
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
$11.2M 0.38%
1,029,500
-51,027
-5% -$550K
IGD
56
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$525M
$11M 0.37%
2,254,893
+576,220
+34% +$2.93M
ENER
57
DELISTED
Accretion Acquisition Corp
ENER
$11M 0.37%
1,051,638
-535,930
-34% -$5.61M
BBJP icon
58
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$11M 0.37%
219,308
+17,335
+9% +$892K
NVG icon
59
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$10.5M 0.35%
1,015,468
+53,164
+6% +$599K
AIEV
60
DELISTED
Thunder Power Holdings, Inc. Common Stock
AIEV
$10.5M 0.35%
980,512
-201,380
-17% -$2.14M
VTN icon
61
Invesco Trust for Investment Grade New York Municipals
VTN
$164M
$10.4M 0.35%
1,146,531
-67,059
-6% -$662K
HNW
62
DELISTED
Pioneer Diversified High Income Fund
HNW
$10.4M 0.35%
1,017,142
+263,021
+35% +$2.7M
USAR
63
USA Rare Earth Inc
USAR
$4.67B
$10.3M 0.35%
+1,010,100
New +$10.3M
FPF
64
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$10.1M 0.34%
677,947
-2,672
-0.4% -$40.8K
ASGI
65
abrdn Global Infrastructure Income Fund
ASGI
$753M
$9.94M 0.33%
617,562
+14,190
+2% +$248K
ACAC
66
DELISTED
Acri Capital Acquisition Corp
ACAC
$9.72M 0.33%
890,132
-51,850
-6% -$564K
MMU
67
Western Asset Managed Municipals Fund
MMU
$553M
$9.6M 0.32%
1,075,504
-619,980
-37% -$6M
BZAI
68
Blaize Holdings
BZAI
$152M
$9.52M 0.32%
900,610
-6,875
-0.8% -$72.2K
SVII
69
DELISTED
Spring Valley Acquisition Corp II
SVII
$9.27M 0.31%
861,255
-31,713
-4% -$337K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$112B
$9.26M 0.31%
98,153
-28,588
-23% -$2.86M
GBBK
71
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
$9.23M 0.31%
879,100
-100,731
-10% -$1.05M
VEU icon
72
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$8.71M 0.29%
167,961
-24,589
-13% -$1.33M
NAN icon
73
Nuveen New York Quality Municipal Income Fund
NAN
$372M
$8.67M 0.29%
896,313
-2,800
-0.3% -$29.1K
MYN icon
74
BlackRock MuniYield New York Quality Fund
MYN
$376M
$8.63M 0.29%
973,835
-20,645
-2% -$200K
FRLA
75
DELISTED
Fortune Rise Acquisition Corporation Class A Common Stock
FRLA
$8.55M 0.29%
781,999
-26,575
-3% -$289K
1 2
3
4 5

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Karpus Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Karpus Investment Management held 329 positions worth $2.98B, down 6.5% from $3.18B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Karpus Investment Management's Q3 2023 filing shows 13 new, 66 increased, 149 reduced and 54 closed positions. Its largest new stake was USA Rare Earth Inc: 1,010,100 shares worth $10.3M. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Financials at 9.4% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

  • Karpus Investment Management's largest Q3 2023 buy was USA Rare Earth Inc: 1,010,100 shares worth $10.3M.
  • Karpus Investment Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $37.9M increase.
  • Karpus Investment Management's biggest Q3 2023 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $16.8M.
  • Karpus Investment Management fully exited abrdn Income Credit Strategies Fund in Q3 2023, selling an estimated $10.5M.
  • Karpus Investment Management's ten largest holdings make up 39% of its $2.98B portfolio in Q3 2023.
  • Karpus Investment Management opened 13 new positions and closed 54 in Q3 2023.
  • Karpus Investment Management's portfolio value fell 6.5% quarter-over-quarter to $2.98B.

Based on Karpus Investment Management's 13F filing for Q3 2023, filed 9 Nov 2023.