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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$3.36B
AUM Growth
-$12.4M
Cap. Flow
+$20.2M
Cap. Flow %
0.6%
Top 10 Hldgs %
36.18%
Holding
330
New
34
Increased
73
Reduced
125
Closed
33

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$45M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$22.9M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$18.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16.3M

Top Sells

Rank Stock Value
1
DNP icon
DNP Select Income Fund
DNP
+$27.3M
2
GNRS
Greenrose Acquisition Corp. Common Stock
GNRS
+$23.1M
3
MSPR
MSP Recovery Inc
MSPR
+$15.9M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$14.7M
5
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 15.95%
2 Healthcare 4.14%
3 Industrials 3.21%
4 Technology 2.76%
5 Communication Services 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
51
Royce Micro-Cap Trust
RMT
$759M
$16.9M 0.5%
1,482,499
-220,691
-13% -$2.61M
QUAL icon
52
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$16.7M 0.5%
126,438
+118,388
+1,471% +$16.3M
MAQC
53
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$16.6M 0.49%
1,660,474
+1,059,368
+176% +$10.5M
NUO
54
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$16.5M 0.49%
1,041,630
-23,236
-2% -$382K
TLT icon
55
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$16.3M 0.48%
112,595
+75,095
+200% +$11.2M
SCLX icon
56
Scilex Holding
SCLX
$47.1M
$16.2M 0.48%
46,391
+2,283
+5% +$796K
LFLY
57
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$15.8M 0.47%
79,219
+27,779
+54% +$5.54M
NIE
58
Virtus Equity & Convertible Income Fund
NIE
$736M
$15.5M 0.46%
525,643
-178,830
-25% -$5.43M
BST icon
59
BlackRock Science and Technology Trust
BST
$1.7B
$15.3M 0.46%
+293,527
New +$15.9M
ASAQ
60
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$15M 0.45%
1,531,190
-39,850
-3% -$388K
PZA icon
61
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$14.7M 0.44%
548,606
+321,405
+141% +$8.76M
VTN icon
62
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$14.6M 0.43%
1,079,395
-48,054
-4% -$664K
RMM
63
RiverNorth Managed Duration Municipal Income Fund
RMM
$286M
$14.5M 0.43%
730,464
-8,901
-1% -$187K
VHAQ
64
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$14.4M 0.43%
1,438,729
+16,525
+1% +$164K
ICU icon
65
SeaStar Medical
ICU
$14.7M
$14.2M 0.42%
5,638
-22
-0.4% -$54.5K
ACWX icon
66
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$13.9M 0.41%
251,385
+215,475
+600% +$12.3M
TMPO
67
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$13.5M 0.4%
+1,366,600
New +$13.5M
ASAX
68
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$12.8M 0.38%
1,285,612
+4,825
+0.4% +$47.1K
GACQ
69
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$12.5M 0.37%
+1,264,525
New +$12.4M
ACWI icon
70
iShares MSCI ACWI ETF
ACWI
$33.3B
$12.4M 0.37%
124,292
+116,829
+1,565% +$12M
ENPC
71
DELISTED
Executive Network Partnering Corporation
ENPC
$12.1M 0.36%
1,235,667
-13,325
-1% -$130K
EWC icon
72
iShares MSCI Canada ETF
EWC
$6.48B
$11.5M 0.34%
316,801
+10,480
+3% +$389K
IGD
73
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$11.1M 0.33%
1,889,657
-13,416
-0.7% -$81.3K
KWAC
74
DELISTED
Kingswood Acquisition Corp.
KWAC
$10.6M 0.32%
1,052,716
-42,250
-4% -$424K
EDTX
75
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$10.5M 0.31%
1,052,067
-9,325
-0.9% -$92.7K
1 2
3
4 5

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Karpus Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Karpus Investment Management held 330 positions worth $3.36B, down 0.37% from $3.37B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Karpus Investment Management's Q3 2021 filing shows 34 new, 73 increased, 125 reduced and 33 closed positions. Its largest new stake was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M. The largest sale was DNP Select Income Fund, an estimated $27.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Industrials.

  • Karpus Investment Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 293,527 shares worth $15.3M.
  • Karpus Investment Management added most to Vanguard Total Bond Market in Q3 2021, an estimated $45M increase.
  • Karpus Investment Management's biggest Q3 2021 reduction was MSP Recovery Inc, cutting an estimated $15.9M.
  • Karpus Investment Management fully exited DNP Select Income Fund in Q3 2021, selling an estimated $27.3M.
  • Karpus Investment Management's ten largest holdings make up 36% of its $3.36B portfolio in Q3 2021.
  • Karpus Investment Management opened 34 new positions and closed 33 in Q3 2021.
  • Karpus Investment Management's portfolio value fell 0.37% quarter-over-quarter to $3.36B.

Based on Karpus Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.