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KIM

Karpus Investment Management Portfolio holdings

AUM $3.21B
1-Year Est. Return 6.83%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+6.83%
3 Year Est. Return
+17.2%
5 Year Est. Return
+12.23%
10 Year Est. Return
+48.47%
AUM
$2.61B
AUM Growth
-$138M
Cap. Flow
-$171M
Cap. Flow %
-6.53%
Top 10 Hldgs %
37.25%
Holding
209
New
16
Increased
68
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$34M
2
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$32.9M
3
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$27.4M
4
MGF
Aberdeen Government Markets Income Fund
MGF
+$24M
5
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$23.7M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$297M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$69.1M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$24.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.7M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$18.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.58%
2 Industrials 5.09%
3 Financials 1.76%
4 Healthcare 1.59%
5 Technology 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUC icon
51
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$14.4M 0.55%
1,016,934
+80,985
+9% +$1.13M
ENX
52
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$14.4M 0.55%
1,153,680
+15,115
+1% +$184K
NAN icon
53
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$14.2M 0.54%
993,639
-439,319
-31% -$6.18M
GDYN icon
54
Grid Dynamics Holdings
GDYN
$615M
$13.8M 0.53%
1,378,300
-3,975
-0.3% -$40K
EWJ icon
55
iShares MSCI Japan ETF
EWJ
$22.8B
$13.6M 0.52%
239,972
-4,925
-2% -$270K
BFZ
56
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$13.1M 0.5%
954,454
+146,117
+18% +$1.99M
RODM icon
57
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$12.9M 0.49%
463,210
+108,884
+31% +$3.01M
MCA
58
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$12.7M 0.49%
881,245
-20,318
-2% -$291K
NUO
59
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$11.7M 0.45%
744,021
-83,368
-10% -$1.29M
DM
60
DELISTED
Desktop Metal, Inc.
DM
$11.7M 0.45%
118,425
+76,182
+180% +$7.47M
GRX
61
Gabelli Healthcare & Wellness Trust
GRX
$146M
$11.1M 0.42%
1,061,625
-10,750
-1% -$113K
GNOG
62
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$10.9M 0.42%
+1,112,468
New +$10.9M
CXH
63
DELISTED
MFS Investment Grade Municipal Trust
CXH
$10.8M 0.41%
1,091,278
-47,509
-4% -$468K
GF
64
New Germany Fund
GF
$188M
$10.7M 0.41%
772,820
+21,466
+3% +$299K
GCMG icon
65
GCM Grosvenor
GCMG
$820M
$10.7M 0.41%
1,054,275
+315,025
+43% +$3.17M
EGIF
66
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$10.5M 0.4%
659,888
+253,150
+62% +$3.93M
FSR
67
DELISTED
Fisker Inc.
FSR
$10.5M 0.4%
1,039,050
+99,850
+11% +$1M
HYLN icon
68
Hyliion Holdings
HYLN
$690M
$10.4M 0.4%
1,060,855
+1,010,855
+2,022% +$9.93M
LOTZ
69
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$10.4M 0.4%
+1,066,500
New +$10.5M
CEV
70
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$10.2M 0.39%
761,989
+201,124
+36% +$2.64M
KTF
71
DWS Municipal Income Trust
KTF
$352M
$10.1M 0.39%
874,055
-1,100
-0.1% -$12.7K
HTY
72
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$9.54M 0.37%
1,397,416
+64,826
+5% +$438K
JOF
73
Japan Smaller Capitalization Fund
JOF
$350M
$9.11M 0.35%
1,038,714
+17,125
+2% +$146K
BHK icon
74
BlackRock Core Bond Trust
BHK
$667M
$9.02M 0.35%
623,867
-117,724
-16% -$1.68M
NHA
75
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$8.83M 0.34%
903,658
-3,100
-0.3% -$30.2K
1 2
3
4 5

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Karpus Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Karpus Investment Management held 209 positions worth $2.61B, down 5% from $2.75B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Karpus Investment Management withdrew a net $171M in Q3 2019, closing 23 positions and reducing 70 holdings. Its most notable exit was Vanguard S&P 500 ETF, an estimated $297M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, up from 3% a quarter earlier, followed by Industrials and Financials.

Against the trend, Karpus Investment Management opened a new position in Aberdeen Government Markets Income Fund worth $24.2M.

  • Karpus Investment Management's largest Q3 2019 buy was Aberdeen Government Markets Income Fund: 5,250,000 shares worth $24.2M.
  • Karpus Investment Management added most to Western Asset Inflation-Linked Income Fund in Q3 2019, an estimated $34M increase.
  • Karpus Investment Management's biggest Q3 2019 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $69.1M.
  • Karpus Investment Management fully exited Vanguard S&P 500 ETF in Q3 2019, selling an estimated $297M.
  • Karpus Investment Management's ten largest holdings make up 37% of its $2.61B portfolio in Q3 2019.
  • Karpus Investment Management opened 16 new positions and closed 23 in Q3 2019.
  • Karpus Investment Management's portfolio value fell 5% quarter-over-quarter to $2.61B.

Based on Karpus Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.