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KIM

Karpus Investment Management Portfolio holdings

AUM $3.48B
1-Year Est. Return 10.49%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+10.49%
3 Year Est. Return
+24.71%
5 Year Est. Return
+15.24%
10 Year Est. Return
+55.85%
AUM
$2.17B
AUM Growth
+$196M
Cap. Flow
+$164M
Cap. Flow %
7.56%
Top 10 Hldgs %
42.49%
Holding
163
New
32
Increased
35
Reduced
67
Closed
14

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$52.7M
3
IIM icon
Invesco Value Municipal Income Trust
IIM
+$26.6M
4
GAB icon
Gabelli Equity Trust
GAB
+$26.3M
5
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$15.4M

Top Sells

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$46.6M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$29.4M
3
GAM
General American Investors Company
GAM
+$21.2M
4
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
5
FPT
Federated Premier Intermediate M
FPT
+$8.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.81%
2 Technology 5.8%
3 Industrials 2.39%
4 Communication Services 1.87%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
51
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$501M
$12.5M 0.58%
1,097,208
-144,355
-12% -$1.63M
CII icon
52
BlackRock Enhanced Captial and Income Fund
CII
$1.04B
$12.3M 0.57%
749,886
-188,984
-20% -$3.01M
VPV icon
53
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$11.8M 0.55%
974,330
-18,100
-2% -$220K
BHK icon
54
BlackRock Core Bond Trust
BHK
$622M
$11.1M 0.51%
791,591
-502,832
-39% -$7.06M
BBCP icon
55
Concrete Pumping Holdings
BBCP
$516M
$9.33M 0.43%
959,730
+151,950
+19% +$1.48M
GRX
56
Gabelli Healthcare & Wellness Trust
GRX
$141M
$9.32M 0.43%
903,539
-19,266
-2% -$192K
MIN
57
Aberdeen Intermediate Income Fund
MIN
$264M
$8.71M 0.4%
2,098,806
-1,644,324
-44% -$6.89M
NUO
58
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$8.5M 0.39%
580,851
+138,930
+31% +$2.06M
PHUN icon
59
Phunware
PHUN
$41.3M
$8.31M 0.38%
16,280
+5
+0% +$2.54K
JEQ
60
DELISTED
abrdn Japan Equity Fund
JEQ
$7.92M 0.37%
878,137
-45,914
-5% -$421K
BPK
61
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$7.63M 0.35%
+516,690
New +$7.72M
ACWX icon
62
iShares MSCI ACWI ex US ETF
ACWX
$12.3B
$6.36M 0.29%
127,408
-7,120
-5% -$351K
MUI
63
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.36M 0.29%
456,606
+20,796
+5% +$292K
FMN
64
Federated Hermes Premier Municipal Income Fund
FMN
$82.1M
$6.26M 0.29%
+446,022
New +$6.38M
USWS
65
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$6.01M 0.28%
29,349
+4,822
+20% +$986K
IVV icon
66
iShares Core S&P 500 ETF
IVV
$839B
$5.84M 0.27%
+21,730
New +$5.69M
THQ
67
abrdn Healthcare Opportunities Fund
THQ
$787M
$5.82M 0.27%
331,966
-6,038
-2% -$107K
CHN
68
DELISTED
China Fund
CHN
$5.79M 0.27%
267,202
-2,972
-1% -$63.2K
MIY icon
69
BlackRock MuniYield Michigan Quality Fund
MIY
$350M
$5.66M 0.26%
404,573
-9,306
-2% -$130K
ISUN
70
DELISTED
iSun, Inc. Common Stock
ISUN
$5.63M 0.26%
546,075
-25,325
-4% -$261K
INDUU
71
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$5.55M 0.26%
551,925
-20,300
-4% -$205K
NBB icon
72
Nuveen Taxable Municipal Income Fund
NBB
$432M
$5.18M 0.24%
+235,779
New +$5.12M
BCAC
73
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$5.08M 0.23%
514,924
+51,924
+11% +$511K
AFB
74
AllianceBernstein National Municipal Income Fund
AFB
$291M
$4.84M 0.22%
361,263
-1,076
-0.3% -$14.7K
HFFG icon
75
HF Foods Group
HFFG
$89.5M
$4.82M 0.22%
488,891
+44,341
+10% +$441K
1 2
3
4 5

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Karpus Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Karpus Investment Management held 163 positions worth $2.17B, up 9.9% from $1.97B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Karpus Investment Management deployed $164M of net new capital in Q4 2017, opening 32 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, up from 87% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, an estimated $46.6M trimmed.

  • Karpus Investment Management's largest Q4 2017 buy was State Street SPDR S&P 500 ETF Trust: 378,935 shares worth $101M.
  • Karpus Investment Management added most to Nuveen Quality Municipal Income Fund in Q4 2017, an estimated $52.7M increase.
  • Karpus Investment Management's biggest Q4 2017 reduction was State Street SPDR Nuveen ICE Short Term Municipal Bond ETF, cutting an estimated $46.6M.
  • Karpus Investment Management fully exited Federated Premier Intermediate M in Q4 2017, selling an estimated $8.52M.
  • Karpus Investment Management's ten largest holdings make up 42% of its $2.17B portfolio in Q4 2017.
  • Karpus Investment Management opened 32 new positions and closed 14 in Q4 2017.
  • Karpus Investment Management's portfolio value rose 9.9% quarter-over-quarter to $2.17B.

Based on Karpus Investment Management's 13F filing for Q4 2017, filed 14 Feb 2018.